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HNI CORP — Director's Dealing 2017
Dec 5, 2017
31633_dirs_2017-12-05_c21074e4-d153-47a9-ab55-b1f1306b730b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HNI CORP (HNI)
CIK: 0000048287
Period of Report: 2017-12-01
Reporting Person: ASKREN STANLEY A (Director, Chairman, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-01 | Common Stock | M | 4762 | $10.36 | Acquired | 211279.2604 | Direct |
| 2017-12-01 | Common Stock | S | 3021 | $35.073 | Disposed | 208258.2604 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-01 | Non-qualifying employee stock option (right to buy) | $10.36 | M | 4762 | Disposed | 2019-02-23 | Common Stock (4762.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 10063.71 | Indirect |
| Common Stock | 657 | Indirect |
| Common Stock | 657 | Indirect |
Footnotes
F1: The total reported in Column 5 includes reinvested dividends of 599.9761 shares acquired by the reporting person under the Corporations' Executive Deferred Compensation Plan on 12/1/2017.
F2: The sale was effected pursuant to a Rule 10b5-1 of the Securities and Exchange Act of 1934, as amended, and HNI's policies regarding stock transactions, including its insider trading policy.
F3: Reflects the sale to cover exercise price of, and taxes related to, cashless exercise of stock options.
F4: Reporting person disclaims beneficial ownership of these shares.