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Hillenbrand, Inc. — Director's Dealing 2021
Jan 5, 2021
31740_dirs_2021-01-05_364df794-2cb3-48f1-b6e4-f21390b0eab2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hillenbrand, Inc. (HI)
CIK: 0001417398
Period of Report: 2020-12-31
Reporting Person: HILLENBRAND DANIEL C. (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-31 | Restricted Stock Units (Deferred Stock Awards) 5/10/18 | $ | A | 5 | Acquired | Common Stock (5) | Direct | |
| 2020-12-31 | Restricted Stock Units (Deferred Stock Awards) 2/14/19 | $ | A | 14 | Acquired | Common Stock (14) | Direct | |
| 2020-12-31 | Restricted Stock Units (Deferred Stock Awards) 2/13/20 | $ | A | 21 | Acquired | Common Stock (21) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1000 | Direct |
| Common Stock | 135863 | Indirect |
| Common Stock | 8631 | Indirect |
| Common Stock | 5754 | Indirect |
| Common Stock | 48611 | Indirect |
| Common Stock | 28248 | Indirect |
| Common Stock | 20000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| RESTRICTED STOCK UNITS CUMULATIVE TOTAL | $ | Common Stock (40) | 7579 | Direct |
Footnotes
F1: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or any other purpose.
F2: Conversion or Exercise Price of Derivative Securities is 1-for-1.
F3: Restricted Stock Units are entitled to dividend equivalent rights which accrue on dividend record dates.
F4: These stock units vest immediately upon grant. However, delivery of these shares will not occur until the occurrence of one of the following: a change in control of the Company, the director's death or permanent and total disability, or one day after the date the director ceases to be a director of the Company.
F5: This amount represents the cumulative total of all Restricted Stock Units (deferred stock awards) granted to reporting person. This cumulative total does not represent additional Restricted Stock Units granted to the reporting person, but is merely a total of all awards reported separately on this SEC Form 4.