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HIGHLAND GLOBAL ALLOCATION FUND — Director's Dealing 2022
Dec 6, 2022
33679_dirs_2022-12-06_c9adb26d-6a8f-4997-8a6f-fe6f1a08cb9b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HIGHLAND GLOBAL ALLOCATION FUND (HGLB)
CIK: 0001622148
Period of Report: 2022-12-05
Reporting Person: Froehlich Robert J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-12-05 | Common Stock | S | 1391 | $9.77 | Disposed | 2024 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7215 | Indirect |
Footnotes
F1: These shares are held by Mr. Froehlich through Mr. Froehlich's personal trust.
F2: These shares are held by Mr. Froehlich though Mr. Froehlich's SEP IRA Account.
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