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HIGHLAND GLOBAL ALLOCATION FUND Director's Dealing 2022

Dec 6, 2022

33679_dirs_2022-12-06_c9adb26d-6a8f-4997-8a6f-fe6f1a08cb9b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HIGHLAND GLOBAL ALLOCATION FUND (HGLB)
CIK: 0001622148
Period of Report: 2022-12-05

Reporting Person: Froehlich Robert J (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-12-05 Common Stock S 1391 $9.77 Disposed 2024 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 7215 Indirect

Footnotes

F1: These shares are held by Mr. Froehlich through Mr. Froehlich's personal trust.

F2: These shares are held by Mr. Froehlich though Mr. Froehlich's SEP IRA Account.