HIGHLAND GLOBAL ALLOCATION FUND — Director's Dealing 2021

Oct 14, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HIGHLAND GLOBAL ALLOCATION FUND (HGLB)
CIK: 0001622148
Period of Report: 2021-10-12

Reporting Person: Froehlich Robert J (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-10-12	Common Stock	P	999	$9.42	Acquired	7215	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	3415	Indirect

Footnotes

F1: These shares are held by Mr. Froehlich through Mr. Froehlich's SEP IRA Account.

F2: These shares are held by Mr. Froehlich though Mr. Froehlich's personal trust.