Hewlett Packard Enterprise Co — Director's Dealing 2023

Dec 13, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2023-12-08

Reporting Person: MacDonald Neil B (EVP, GM of Compute)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-12-08	Common Stock	A	48580	$16.22	Acquired	116340.7990	Direct
2023-12-08	Common Stock	F	24087	$16.22	Disposed	92253.7990	Direct
2023-12-08	Common Stock	A	40774	$16.22	Acquired	133027.7990	Direct
2023-12-08	Common Stock	F	20216	$16.22	Disposed	112811.7990	Direct
2023-12-08	Common Stock	M	47387	$16.22	Acquired	160198.7990	Direct
2023-12-08	Common Stock	F	23495	$16.22	Disposed	136703.7990	Direct
2023-12-09	Common Stock	M	34540	$16.22	Acquired	171243.7990	Direct
2023-12-09	Common Stock	F	17126	$16.22	Disposed	154117.7990	Direct
2023-12-10	Common Stock	M	22615	$16.22	Acquired	176732.7990	Direct
2023-12-10	Common Stock	F	11213	$16.22	Disposed	165519.7990	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-12-10	Restricted Stock Units	$	M	22615	Acquired		Common Stock (22615)	Direct
2023-12-09	Restricted Stock Units	$	M	34540	Acquired		Common Stock (34540)	Direct
2023-12-08	Restricted Stock Units	$	M	47387	Acquired		Common Stock (47387)	Direct

Footnotes

F1: On 12/10/20 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.

F2: On 12/09/21 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.

F3: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F4: As previously reported, on 12/10/20 the reporting person was granted 61,881 restricted stock units ("RSUs"), 20,627 of which vested on 12/10/21, 20,627 of which vested on 12/10/22, and 20,627 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,988 vested dividend equivalent rights and a de minimus adjustment of 0.0309 due to fractional rounding of the dividend equivalent rights.

F5: As previously reported, on 12/09/21 the reporting person was granted 97,529 RSUs, 32,509 of which vested on 12/09/22, 32,510 of which vested on 12/09/23, and 32,510 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 2,030 vested dividend equivalent rights and a de minimus adjustment of 0.3334 due to fractional rounding of the dividend equivalent rights.

F6: As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which vested on 12/08/23, and 46,041 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,347 vested dividend equivalent rights and a de minimus adjustment of 0.4134 due to fractional rounding of the dividend equivalent rights.