Hewlett Packard Enterprise Co — Director's Dealing 2020

Oct 27, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2020-10-23

Reporting Person: MacDonald Neil B (SVP, GM of Compute)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-10-23	Common Stock	M	13047	$9.48	Acquired	15704.333	Direct
2020-10-23	Common Stock	F	4512	$9.48	Disposed	11192.333	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-07-01	Restricted Stock Units	$	A	96.78	Acquired		Common Stock (96.78)	Direct
2020-07-01	Restricted Stock Units	$	A	412.15	Acquired		Common Stock (412.15)	Direct
2020-10-23	Restricted Stock Units	$	M	13047	Disposed		Common Stock (13047)	Direct
2020-07-01	Restricted Stock Units	$	A	868.79	Acquired		Common Stock (868.79)	Direct

Footnotes

F1: The total beneficial ownership includes the acquisition of 12.7680 shares at $9.42 per share received on 07/01/20 through dividends paid in shares and 12.9110 shares at $9.77 per share received on 10/07/20 through dividends paid in shares.

F2: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

F3: As previously reported, on 12/07/17, the reporting person was granted 11,603 restricted stock units ("RSUs"), 3,867 of which vested on 12/07/18, 3,868 of which vested on 12/07/19, and 3,868 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 49.2739 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 47.5087 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F4: As previously reported, on 12/10/18, the reporting person was granted 24,708 RSUs, 8,236 of which vested on 12/10/19, and 8,236 of which will vest on each of 12/10/20 and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 209.8344 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 202.3173 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.

F5: As previously reported, on 10/23/19, the reporting person was granted 37,453 RSUs, 12,484 of which vested on 10/23/20, 12,484 of which will vest on 10/23/21, and 12,485 of which will vest on 10/23/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 477.1083 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 460.0164 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20. The number of derivative securities in column 5 includes 563 vested dividend equivalent rights and a de minimus adjustment of 0.7911 due to fractional rounding of the dividend equivalent rights.

F6: As previously reported, on 12/10/19, the reporting person was granted 34,722 RSUs, 11,574 of which will vest on each of 12/10/20, 12/10/21, and 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 442.3185 dividend equivalent rights at $9.42 per RSU credited to the reporting person's account on 07/01/20; and 426.4729 dividend equivalent rights at $9.77 per RSU credited to the reporting person's account on 10/07/20.