Hewlett Packard Enterprise Co — Director's Dealing 2019

Sep 18, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2019-09-16

Reporting Person: Neri Antonio F (President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-09-16	Common Stock	M	24666	$7.81	Acquired	29602	Direct
2019-09-16	Common Stock	S	24666	$15.1859	Disposed	4936	Direct
2019-09-16	Common Stock	M	24969	$9.39	Acquired	29905	Direct
2019-09-16	Common Stock	S	24969	$15.1859	Disposed	4936	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-09-16	Employee Stock Option (Right to Buy)	$7.81	M	24666	Disposed	2019-09-27	Common Stock (24666)	Direct
2019-09-16	Employee Stock Option (Right to Buy)	$9.39	M	24969	Disposed	2019-12-07	Common Stock (24969)	Direct
2019-07-03	Restricted Stock Units	$	A	376.2827	Acquired		Common Stock (376.2827)	Direct
2019-07-03	Restricted Stock Units	$	A	1552.2719	Acquired		Common Stock (1552.2719)	Direct
2019-07-03	Restricted Stock Units	$	A	2562.8368	Acquired		Common Stock (2562.8368)	Direct

Footnotes

F1: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/06/19.

F2: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/11/19.

F3: The price in Column 4 is a weighted average price. The prices actually paid ranged from $15.1350 to $15.2350. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

F4: This option reflects the conversion adjustments previously reported.

F5: This option became exercisable beginning on this date.

F6: This option is no longer exercisable beginning on this date.

F7: Each restricted stock unit represents a contingent right to receive one share of HP common stock.

F8: As previously reported, on 12/07/16 the reporting person was granted 91,167 Restricted Stock Units ("RSUs"), 51,140 of which vested on 12/07/17, 51,140 of which vested on 12/07/18, and 51,141 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 376.2827 dividend equivalent rights at $15.2900 per RSU credited to the reporting person's account on 07/03/19. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.

F9: As previously reported, on 12/07/17 the reporting person was granted 316,456 RSUs, 105,485 of which vested on 12/07/18, 105,485 of which will vest on 12/07/19, and 105,486 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,552.2719 dividend equivalent rights at $15.2900 per RSU credited to the reporting person's account on 07/03/19.

F10: As previously reported, on 12/10/18 the reporting person was granted 348,318 RSUs, 116,106 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 2,562.8368 dividend equivalent rights at $15.2900 per RSU credited to the reporting person's account on 07/03/19.