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Hewlett Packard Enterprise Co — Director's Dealing 2016
Nov 22, 2016
30133_dirs_2016-11-22_c2cb70a8-1ca1-444a-a31e-11ad64907464.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2016-11-19
Reporting Person: HSU CHRISTOPHER P (EVP, GM Software, COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-19 | Common Stock | M | 24994 | $23.31 | Acquired | 71219 | Direct |
| 2016-11-19 | Common Stock | F | 13043 | $23.31 | Disposed | 58176 | Direct |
| 2016-11-22 | Common Stock | S | 4780 | $23.12 | Disposed | 53396 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-19 | Restricted Stock Units | $ | M | 24994 | Disposed | Common Stock (24994) | Direct |
Footnotes
F1: The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/14/16.
F2: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F3: As previously reported, on 11/19/14, the reporting person was granted 26,896 restricted stock units ("RSUs"), 13,448 of which vested on 11/19/15 and 24,186 of which vested on 11/19/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 808 vested dividend equivalent rights and a de minimus adjustment of 0.8754 due to fractional rounding of the dividend equivalent rights.