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Hewlett Packard Enterprise Co — Director's Dealing 2016
Nov 28, 2016
30133_dirs_2016-11-28_0d4b6ec3-597c-4cb6-a78d-ac07895a1a95.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Hewlett Packard Enterprise Co (HPE)
CIK: 0001645590
Period of Report: 2016-11-23
Reporting Person: SCHULTZ JOHN F (EVP, GC & SEC)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-23 | Common Stock | M | 28752 | $23.55 | Acquired | 108199 | Direct |
| 2016-11-23 | Common Stock | F | 15003 | $23.55 | Disposed | 93196 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-23 | Performance Adjusted Restricted Stock Units | $ | M | 28752 | Disposed | Common Stock (28752) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2: As previously reported, on 12/10/14 the reporting person was granted 21,039 performance adjusted restricted stock units ("PARSUs") that were converted into equity-based awards with respect to the Issuer's common stock, 50% of which vested on 11/23/16 and 50% to vest subject to certain return on invested capital performance conditions and/or relative total stockholder return conditions being met at the time of vesting. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on Issuer's common stock.