Heritage Global Inc. — Director's Dealing 2021

Jun 28, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Heritage Global Inc. (HGBL)
CIK: 0000849145
Period of Report: 2021-06-22

Reporting Person: COBB BRIAN J. (VP of Finance and Controller)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-06-22	Common Stock	M	11250	$0.45	Acquired	44940	Direct
2021-06-22	Common Stock	F	5815	$2.50	Disposed	39125	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-06-22	Option to purchase common stock	$0.45	M	11250	Disposed	2028-01-19	Common Stock (11250)	Direct

Footnotes

F1: Options were granted 1/19/2018 and vested 25% annually beginning on the first anniversary of the grant date.