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Heritage Global Inc. — Director's Dealing 2014
Sep 18, 2014
34494_dirs_2014-09-18_b9692795-feae-4a78-89de-a0e3dca667b0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Heritage Global Inc. (HGBL)
CIK: 0000849145
Period of Report: 2014-09-16
Reporting Person: DOVE ROSS (President of Subsidiary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-09-16 | Common stock | P | 122500 | $0.4073 | Acquired | 622500 | Indirect |
Footnotes
F1: Includes 122,500 shares of common stock reported herein, which are held of record by the Dove Family Trust that is described in Footnote 2, and 500,000 shares of common stock previously reported for the reporting person, which are held directly by Mr. Dove.
F2: The Dove Family Trust is jointly controlled by the reporting person, Mr. Ross Dove, and by another reporting person of Heritage Global Inc., Mr. Kirk Dove, who are co-trustees and remainder beneficiaries of the Dove Family Trust. The Dove Family Trust acquired a total of 245,000 shares of common stock on September 16, 2014.