Heritage Global Inc. — Director's Dealing 2014

Dec 16, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Heritage Global Inc. (HGBL)
CIK: 0000849145
Period of Report: 2014-12-15

Reporting Person: DOVE ROSS (President of Subsidiary)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-12-15	Common stock	P	145000	$0.35	Acquired	767500	Indirect

Footnotes

F1: Includes 267,500 shares of common stock, 145,000 of which are reported herein, which are held of record by the Dove Family Trust that is described in Footnote 2, and 500,000 shares of common stock previously reported for the reporting person, which are held directly by Mr. Dove.

F2: The Dove Family Trust is jointly controlled by the reporting person, Mr. Ross Dove, and by another reporting person of Heritage Global Inc., Mr. Kirk Dove, who are co-trustees and remainder beneficiaries of the Dove Family Trust. The Dove Family Trust has acquired a total of 535,000 shares of common stock, of which 290,000 were acquired on December 15, 2014.