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Hercules Capital, Inc. Director's Dealing 2015

Sep 8, 2015

31278_dirs_2015-09-08_e9ee111e-257e-4c32-8801-3ee4f8bf8f89.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HERCULES TECHNOLOGY GROWTH CAPITAL INC (HTGC)
CIK: 0001280784
Period of Report: 2015-09-04

Reporting Person: Henriquez Manuel A (Director, President & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-09-04 Common Stock F 6079 $11.32 Disposed 1883415 Direct

Footnotes

F1: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on September 4, 2015.