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Hercules Capital, Inc. Director's Dealing 2013

Sep 3, 2013

31278_dirs_2013-09-03_42a442dc-4d72-43a8-97d0-0e3d38e250ff.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HERCULES TECHNOLOGY GROWTH CAPITAL INC (HTGC)
CIK: 0001280784
Period of Report: 2013-08-30

Reporting Person: Henriquez Manuel A (Director, President & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-08-30 Common Stock F 956 $14.49 Disposed 1732465 Direct

Footnotes

F1: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on August 30, 2013.