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HEICO CORP — Director's Dealing 2018
Jan 16, 2018
30075_dirs_2018-01-16_566dee2a-bced-4c15-9fd4-8b1524a49642.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: HEICO CORP (HEI, HEI.A)
CIK: 0000046619
Period of Report: 2017-10-31
Reporting Person: SCHRIESHEIM ALAN (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-07-25 | Common Stock | G | 300 | — | Disposed | 1863 | Direct |
| 2017-07-25 | Class A Common Stock | G | 300 | — | Disposed | 1331 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5718 | Indirect |
| Class A Common Stock | 4107 | Indirect |
| Class A Common Stock | 6712 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option (Right to purchase Common Stock) | $0.5047 | Common Stock (73948.0) | 73948 | Direct | |
| Option (Right to purchase Common Stock) | $0.8926 | Common Stock (123551.0) | 123551 | Direct | |
| Option (Right to purchase Class A Common Stock) | $0.3803 | Class A Common Stock (23645.0) | 23645 | Direct | |
| Option (Right to purchase Class A Common Stock) | $0.5047 | Class A Common Stock (102299.0) | 102299 | Direct | |
| Option (Right to purchase Class A Common Stock) | $0.8926 | Class A Common Stock (77344.0) | 77344 | Direct |
Footnotes
F1: Represents shares held for the Reporting Person by the HEICO Corporation Leadership Compensation Plan (409A Plan).
F2: Represents shares held by the estate of deceased spouse.
F3: The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate 73,948 shares of Common Stock at an exercise price of $.5047 per share, as adjusted for stock splits and stock dividends. These options became exercisable on various dates and expire 180 days followed the date the Reporting Person ceases to serve as a Director of the Registrant.
F4: The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate 123,551 shares of Common Stock at an exercise price of $.8926 per share, as adjusted for stock splits and stock dividends. These options became exercisable on various dates and expire 180 days followed the date the Reporting Person ceases to serve as a Director of the Registrant.
F5: The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate 23,645 shares of Class A Common Stock at an exercise price of $.3803 per share, as adjusted for stock splits and stock dividends. These options became exercisable on various dates and expire 180 days followed the date the Reporting Person ceases to serve as a Director of the Registrant.
F6: The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate 102,299 shares of Class A Common Stock at an exercise price of $.5047 per share, as adjusted for stock splits and stock dividends. These options became exercisable on various dates and expire 180 days following the date the Reporting Person ceases to serve as a Director of the Registrant.
F7: The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate 77,344 shares of Class A Common Stock at an exercise price of $.8926 per share, as adjusted for stock splits and stock dividends. These options became exercisable on various dates and expire 180 days following the date the Reporting Person ceases to serve as a Director of the Registrant.