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HEICO CORP Director's Dealing 2018

Jan 16, 2018

30075_dirs_2018-01-16_566dee2a-bced-4c15-9fd4-8b1524a49642.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: HEICO CORP (HEI, HEI.A)
CIK: 0000046619
Period of Report: 2017-10-31

Reporting Person: SCHRIESHEIM ALAN (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-07-25 Common Stock G 300 Disposed 1863 Direct
2017-07-25 Class A Common Stock G 300 Disposed 1331 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 5718 Indirect
Class A Common Stock 4107 Indirect
Class A Common Stock 6712 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Option (Right to purchase Common Stock) $0.5047 Common Stock (73948.0) 73948 Direct
Option (Right to purchase Common Stock) $0.8926 Common Stock (123551.0) 123551 Direct
Option (Right to purchase Class A Common Stock) $0.3803 Class A Common Stock (23645.0) 23645 Direct
Option (Right to purchase Class A Common Stock) $0.5047 Class A Common Stock (102299.0) 102299 Direct
Option (Right to purchase Class A Common Stock) $0.8926 Class A Common Stock (77344.0) 77344 Direct

Footnotes

F1: Represents shares held for the Reporting Person by the HEICO Corporation Leadership Compensation Plan (409A Plan).

F2: Represents shares held by the estate of deceased spouse.

F3: The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate 73,948 shares of Common Stock at an exercise price of $.5047 per share, as adjusted for stock splits and stock dividends. These options became exercisable on various dates and expire 180 days followed the date the Reporting Person ceases to serve as a Director of the Registrant.

F4: The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate 123,551 shares of Common Stock at an exercise price of $.8926 per share, as adjusted for stock splits and stock dividends. These options became exercisable on various dates and expire 180 days followed the date the Reporting Person ceases to serve as a Director of the Registrant.

F5: The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate 23,645 shares of Class A Common Stock at an exercise price of $.3803 per share, as adjusted for stock splits and stock dividends. These options became exercisable on various dates and expire 180 days followed the date the Reporting Person ceases to serve as a Director of the Registrant.

F6: The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate 102,299 shares of Class A Common Stock at an exercise price of $.5047 per share, as adjusted for stock splits and stock dividends. These options became exercisable on various dates and expire 180 days following the date the Reporting Person ceases to serve as a Director of the Registrant.

F7: The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate 77,344 shares of Class A Common Stock at an exercise price of $.8926 per share, as adjusted for stock splits and stock dividends. These options became exercisable on various dates and expire 180 days following the date the Reporting Person ceases to serve as a Director of the Registrant.