HEICO CORP — Director's Dealing 2018

Dec 12, 2018

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: HEICO CORP (HEI, HEI.A)
CIK: 0000046619
Period of Report: 2018-10-31

Reporting Person: MENDELSON ERIC A (Director, Co-President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-10-24	Class A Common Stock	G	3000	—	Disposed	240285	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	831662	Direct
Class A Common Stock	342008	Direct
Common Stock	15227	Indirect
Class A Common Stock	10078	Indirect
Common Stock	285798	Indirect
Common Stock	392718	Indirect
Common Stock	4522	Indirect
Class A Common Stock	5204	Indirect
Common Stock	111067	Indirect
Class A Common Stock	105627	Indirect
Class A Common Stock	9366	Indirect
Common Stock	1312	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Option (Right to purchase Common Stock)	$10.9786	2020-09-13	Common Stock (381470.0)	381470	Direct
Option (Right to purchase Common Stock)	$15.9351	2021-09-12	Common Stock (305176.0)	305176	Direct
Option (Right to purchase Common Stock)	$21.4098	2023-06-10	Common Stock (122070.0)	122070	Direct
Option (Right to purchase Common Stock)	$29.6704	2025-06-08	Common Stock (97656.0)	97656	Direct
Option (Right to purchase Common Stock)	$24.9498	2025-12-14	Common Stock (97656.0)	97656	Direct
Option (Right to purchase Common Stock)	$44.9638	2027-03-17	Common Stock (195313.0)	195313	Direct
Option (Right to purchase Common Stock)	$70.656	2028-03-16	Common Stock (125000.0)	125000	Direct
Option (Right to purchase Class A Common Stock)	$15.4501	2023-06-10	Class A Common Stock (122070.0)	122070	Direct

Footnotes

F1: Represents shares gifted by the Reporting Person to trusts for the benefit of the Reporting Person's immediate family members and whose Trustee is the Reporting Person.

F2: Represents shares owned by Mendelson International Corporation whose stock is owned solely by the Reporting Person and Victor Mendelson, the brother of the Reporting Person.

F3: Represents shares owned by EAM Management Limited Partners, a partnership whose sole general partner is a corporation controlled by the Reporting Person.

F4: Represents shares held for the benefit of the Reporting Person by the HEICO Corporation 401(k), based on a plan statement dated October 31, 2018.

F5: Represents shares held for the Reporting Person by the HEICO Leadership Compensation Plan (409A Plan).

F6: These options are exercisable at 20% per year over five years from the date of grant.

F7: All shares reflect the impact of a 5-for-4 stock split that was effected on June 28, 2018.