AI assistant
HEICO CORP — Director's Dealing 2018
Dec 12, 2018
30075_dirs_2018-12-12_c2946fff-f1b9-466d-99a0-ce289a96155e.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: HEICO CORP (HEI, HEI.A)
CIK: 0000046619
Period of Report: 2018-10-31
Reporting Person: MENDELSON VICTOR H (Director, Co-President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-10-24 | Class A Common Stock | G | 3000 | — | Disposed | 240285 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 801266 | Direct |
| Class A Common Stock | 284515 | Direct |
| Common Stock | 172515 | Indirect |
| Common Stock | 4762 | Indirect |
| Class A Common Stock | 19137 | Indirect |
| Common Stock | 91921 | Indirect |
| Class A Common Stock | 87024 | Indirect |
| Common Stock | 921 | Indirect |
| Class A Common Stock | 16135 | Indirect |
| Common Stock | 465318 | Indirect |
| Class A Common Stock | 137201 | Indirect |
| Common Stock | 28806 | Indirect |
| Class A Common Stock | 8465 | Indirect |
| Common Stock | 1311 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option (Right to purchase Common Stock) | $10.9786 | 2020-09-13 | Common Stock (381470.0) | 381470 | Direct |
| Option (Right to purchase Common Stock) | $15.9351 | 2021-09-12 | Common Stock (305176.0) | 305176 | Direct |
| Option (Right to purchase Common Stock) | $21.4098 | 2023-06-10 | Common Stock (122070.0) | 122070 | Direct |
| Option (Right to purchase Common Stock) | $29.6704 | 2025-06-08 | Common Stock (97656.0) | 97656 | Direct |
| Option (Right to purchase Common Stock) | $24.9498 | 2025-12-14 | Common Stock (97656.0) | 97656 | Direct |
| Option (Right to purchase Common Stock) | $44.9638 | 2027-03-17 | Common Stock (195313.0) | 195313 | Direct |
| Option (Right to purchase Common Stock) | $70.656 | 2028-03-16 | Common Stock (125000.0) | 125000 | Direct |
| Option (Right to purchase Class A Common Stock) | $15.4501 | 2023-06-10 | Class A Common Stock (122070.0) | 122070 | Direct |
Footnotes
F1: Represents shares owned by Mendelson International Corporation whose stock is owned solely by the Reporting Person and Eric Mendelson, the brother of the Reporting Person.
F2: Represents shares owned by VHM Management Limited Partners, a partnership whose sole general partner is a corporation controlled by the Reporting Person.
F3: Represents shares held for the benefit of the Reporting Person by the HEICO Corporation 401(k), based on a plan statement dated October 31, 2018.
F4: Represents shares gifted by the Reporting Person to trusts for the benefit of the Reporting Person's immediate family members and whose Trustee is the Reporting Person.
F5: Represents shares owned by the Victor H. Mendelson Revocable Investment Trust which is owned solely by the Reporting Person.
F6: Represents shares held for the reporting person by the HEICO Corporation Leadership Compensation Plan (409A Plan).
F7: These options are exercisable at 20% per year over five years from the date of grant.
F8: All shares reflect the impact of a 5-for-4 stock split that was effected on June 28, 2018.