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HEICO CORP — Director's Dealing 2017
Jan 30, 2017
30075_dirs_2017-01-30_3765c982-3d64-439b-80e7-247a5f03d2c1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HEICO CORP (HEI, HEI.A)
CIK: 0000046619
Period of Report: 2017-01-26
Reporting Person: SCHRIESHEIM ALAN (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-26 | Common Stock | M | 1731 | $0.6309 | Acquired | 1731 | Direct |
| 2017-01-26 | Class A Common Stock | M | 1305 | $0.4754 | Acquired | 1305 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-26 | Option (Right to purchase Common Stock) | $0.6309 | M | 1731 | Disposed | Common Stock (1731.0) | Direct | |
| 2017-01-26 | Option (Right to purchase Class A Common Stock) | $0.4754 | M | 1305 | Disposed | Class A Common Stock (1305.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4575 | Indirect |
| Class A Common Stock | 2083 | Indirect |
| Class A Common Stock | 5370 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option (Right to purchase Common Stock) | $1.1158 | Common Stock (98841.0) | 98841 | Direct | |
| Option (Right to purchase Class A Common Stock) | $0.6309 | Class A Common Stock (81839.0) | 81839 | Direct | |
| Option (Right to purchase Class A Common Stock) | $1.1158 | Class A Common Stock (61876.0) | 61876 | Direct |
Footnotes
F1: Represents shares held for the Reporting Person by the HEICO Corporation Leadership Compensation Plan (409A Plan).
F2: Represents shares held by the estate of deceased spouse.
F3: The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate 59,159 shares of Common Stock at an exercise price of $.6309 per share, as adjusted for stock splits and stock dividends. These options became exercisable on various dates and expire 180 days followed the date the Reporting Person ceases to serve as a Director of the Registrant.
F4: The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate 98,841 shares of Common Stock at an exercise price of $1.1158 per share, as adjusted for stock splits and stock dividends. These options became exercisable on various dates and expire 180 days followed the date the Reporting Person ceases to serve as a Director of the Registrant.
F5: The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate 18,916 shares of Class A Common Stock at an exercise price of $.4754 per share, as adjusted for stock splits and stock dividends. These options became exercisable on various dates and expire 180 days followed the date the Reporting Person ceases to serve as a Director of the Registrant.
F6: The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate 81,839 shares of Class A Common Stock at an exercise price of $.6309 per share, as adjusted for stock splits and stock dividends. These options became exercisable on various dates and expire 180 days following the date the Reporting Person ceases to serve as a Director of the Registrant.
F7: The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate 61,876 shares of Class A Common Stock at an exercise price of $1.1158 per share, as adjusted for stock splits and stock dividends. These options became exercisable on various dates and expire 180 days following the date the Reporting Person ceases to serve as a Director of the Registrant.