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HEICO CORP Director's Dealing 2017

Jan 30, 2017

30075_dirs_2017-01-30_3765c982-3d64-439b-80e7-247a5f03d2c1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HEICO CORP (HEI, HEI.A)
CIK: 0000046619
Period of Report: 2017-01-26

Reporting Person: SCHRIESHEIM ALAN (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-01-26 Common Stock M 1731 $0.6309 Acquired 1731 Direct
2017-01-26 Class A Common Stock M 1305 $0.4754 Acquired 1305 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-01-26 Option (Right to purchase Common Stock) $0.6309 M 1731 Disposed Common Stock (1731.0) Direct
2017-01-26 Option (Right to purchase Class A Common Stock) $0.4754 M 1305 Disposed Class A Common Stock (1305.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 4575 Indirect
Class A Common Stock 2083 Indirect
Class A Common Stock 5370 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Option (Right to purchase Common Stock) $1.1158 Common Stock (98841.0) 98841 Direct
Option (Right to purchase Class A Common Stock) $0.6309 Class A Common Stock (81839.0) 81839 Direct
Option (Right to purchase Class A Common Stock) $1.1158 Class A Common Stock (61876.0) 61876 Direct

Footnotes

F1: Represents shares held for the Reporting Person by the HEICO Corporation Leadership Compensation Plan (409A Plan).

F2: Represents shares held by the estate of deceased spouse.

F3: The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate 59,159 shares of Common Stock at an exercise price of $.6309 per share, as adjusted for stock splits and stock dividends. These options became exercisable on various dates and expire 180 days followed the date the Reporting Person ceases to serve as a Director of the Registrant.

F4: The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate 98,841 shares of Common Stock at an exercise price of $1.1158 per share, as adjusted for stock splits and stock dividends. These options became exercisable on various dates and expire 180 days followed the date the Reporting Person ceases to serve as a Director of the Registrant.

F5: The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate 18,916 shares of Class A Common Stock at an exercise price of $.4754 per share, as adjusted for stock splits and stock dividends. These options became exercisable on various dates and expire 180 days followed the date the Reporting Person ceases to serve as a Director of the Registrant.

F6: The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate 81,839 shares of Class A Common Stock at an exercise price of $.6309 per share, as adjusted for stock splits and stock dividends. These options became exercisable on various dates and expire 180 days following the date the Reporting Person ceases to serve as a Director of the Registrant.

F7: The Reporting Person owns directly Options entitling the Reporting Person to purchase an aggregate 61,876 shares of Class A Common Stock at an exercise price of $1.1158 per share, as adjusted for stock splits and stock dividends. These options became exercisable on various dates and expire 180 days following the date the Reporting Person ceases to serve as a Director of the Registrant.