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HEALIUS LIMITED Major Shareholding Notification 2014

Oct 22, 2014

65058_rns_2014-10-22_deb056a7-dcbd-4837-896b-c6f54b3da262.pdf

Major Shareholding Notification

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Form 604

Corporations Law Section 671B

Notice of change of interests of substantial holder

To: Company Name/Scheme PRIMARY HEALTH CARE LIMITED
ACN/ARSN 064 530 516
Details of substantial holder
1.
Name UBS AG and its related bodies corporate
ACN/ARSN (if applicable):
There was a change in the interests of the substantial holder on 21 October 2014
The previous notice was given to the company on 13 October 2014

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of
securities (4)
Previous Notice Present Notice
Person's Votes Voting Power (5) Person's Votes Voting Power (5)
Ordinary 32,362,393 6.32% 38,327,708 7.48%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
change
Person whose
relevant interest
changed
Nature of Change (6) Consideration
aiven in
relation to
change $(7)$
Class and
Number of
securities
affected
Person's
votes
affected
Please see Appendix B.

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant
interest
Registered
holder of
securities
Person entitled to
be registered
holder (8)
Nature of relevant interest
(6)
Class and
number of
securities
Person's
votes
UBS AG Various
Custodians
UBS AG Fund Manager with power to
exercise control over voting
shares
199,288
Ordinary
199.288
UBS Fund
Management
(Switzerland) AG
Various
Custodians
UBS Fund
Management
(Switzerland) AG
Fund Manager with power to
exercise control over voting
shares
257,906
Ordinary
257.906
UBS Fund Services
(Luxembourg) SA
Various
Custodians
UBS Fund Services
(Luxembourg) SA
Fund Manager with power to
exercise control over voting
shares
1,797,813
Ordinary
1,797,813
UBS Global Asset
Management
(Australia) Ltd
Various
Custodians
UBS Global Asset
Management
(Australia) Ltd
Fund Manager with power to
exercise control over voting
shares
13,484,983
Ordinary
13,484,983
UBS Global Asset
Management (UK)
Limited
Various
Custodians
UBS Global Asset
Management (UK)
Limited
Fund Manager with power to
exercise control over voting
shares
1,555,970
Ordinary
1,555,970
UBS AG, London
Branch
Various
Custodians
UBS AG, London
Branch
Power to control disposal
over shares pursuant to
stock borrowing and lending
activities (see Appendix A)
4,650,000
Ordinary
4,650,000
Various
Custodians
UBS AG, London
Branch
Beneficial owner 68.643
Ordinary
68,643
UBS Securities
Australia Ltd
Warbont
Nominees Pty
Ltd
UBS Securities
Australia Ltd
Power to control disposal
over shares pursuant to
stock borrowing and lending
activities (see Appendix A)
5,031,585
Ordinary
5,031,585
Brispot
Nominees Pty
Ltd
UBS Securities
Australia Ltd
Beneficial owner 6,995,115
Ordinary
6,995,115
UBS Wealth
Management
Australia Ltd
UBS Wealth
Management
Australia
Nominees Pty
Ltd
UBS Wealth
Management
Australia Ltd
Broker with power to
exercise discretion over
account
821,503
Ordinary
821,503
UBS AG Australia
Branch
UBS Nominees
Pty Ltd
UBS AG, Australia
Branch
Prime Broker that has
exercised its borrowing right
in respect of shares pursuant
to a Prime Broking
Agreement (see Appendix A)
3,464,902
Ordinary
3,464,902

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their
association (9) with, the substantial holder in relation to voting interests in the company or scheme are as fo

Name and ACN/ ARSN (if applicable) Nature of association
N/A N/A

6. Addresses

The addresses of persons named in this form are as follows:

Name Address
Details of all UBS offices can be found through the
following link: http://apps2.ubs.com/locationfinder/

SIGNATURE

Print Name: Uma Tadela Capacity: Authorised signatory
Sign Here: molt
$h\mu$ $O$
Date: 23 October 2014
Print Name: Wuen-Yi Toh Capacity: Authorised signatory
Sign Here: Date: 23 October 2014

-

Ī.

Contact details for this notice:

Wuen-Yi Toh
Compliance Operations
(T) +65 6495 4535
(F) +65 6495 2699

Appendix A

Holder of relevant interest UBS AG, London Branch UBS Securities Australia Ltd UBS AG, Australia Branch
Type of agreement Securities Lending Agreement Securities Lending Agreement Prime Brokerage Agreement
Parties to agreement (i) UBS AG, London Branch ("UBS
AG ")/ UBS Limited
(ii) Client (Please refer to Appendix
$A-1.$
(i) UBS AG, Australia Branch ("UBS
AG")/ UBS Securities Australia
Limited
(ii) Client (Please refer to Appendix
$A-1.$
(i) UBS AG, Australia Branch ("UBS
AG")
(ii) Client (Please refer to Appendix
$A-1.$
Transfer date Please refer to Appendix A-1. Please refer to Appendix A-1. Please refer to Appendix A-1.
Holder of voting rights UBS AG/ UBS Limited UBS AG/ UBS Securities Australia
Limited
UBS AG
Are there any restrictions on
voting rights?
Please refer to the details below. Please refer to the details below. Please refer to the details below.
If yes, detail Since all right and title in the
securities passes to the transferee
(i.e. UBS AG/ UBS Limited), the
transferee has the right to vote.
However, in certain circumstances.
the transferee may seek to arrange
for instructions to be exercised in
accordance with the instructions of
the transferor (i.e. Client).
Since all right and title in the
securities passes to the transferee
(i.e. UBS AG/ UBS Securities
Australia Limited), the transferee
has the right to vote. However, in
certain circumstances, the
transferee may seek to arrange for
instructions to be exercised in
accordance with the instructions of
the transferor (i.e. Client).
Since all right and title in the
securities passes to the transferee
(i.e. UBS AG), the transferee has
the right to vote. However, in certain
circumstances, the transferee may
seek to arrange for instructions to
be exercised in accordance with the
instructions of the transferor (i.e.
Client).
Scheduled return date (if any) None. None, subject to the terms of the
relevant loan.
None, subject to the terms of the
relevant loan.
Does the borrower have the right
to return early?
Yes. Yes. Yes.
If yes, detail The borrower (i.e. UBS AG/ UBS
Limited) has the right to return at its
discretion subject to the terms of the
relevant loan.
The borrower (i.e. UBS AG/ UBS
Securities Australia Limited) has the
right to return at its discretion.
The borrower (i.e. UBS AG) has the
right to return at its discretion.
Does the lender have the right to
recall early?
Yes. Yes. Yes.
If yes, detail The lender (i.e. Client) can recall at
its request subject to compliance
with margin requirements and the
terms of the relevant loan.
The lender (i.e. Client) can recall at
its request subject to compliance
with margin requirements and the
terms of the relevant loan.
The lender (i.e. Client) can recall at
its request subject to compliance
with margin requirements and the
terms of the relevant loan.
Will the securities be returned on
settlement?
Yes. Yes. Yes.
If yes, detail any exceptions None. None. None.

The information in this appendix is based on the relevant standard UBS agreement.
A copy of the agreement is available to the company, or responsible entity to whom the prescribed form must be given, or to ASIC, upon reque

Appendix A-1

Securities Lending Agreement - UBS AG, London Branch / UBS Limited

Parties to agreement Transfer date
The Bank of New York Mellon O) 21 May 2014
Citibank NA as an agent acting on behalf of its clients (i) 29 July 2014
(ii) 21 August 2014
State Street Bank & Trust Company as an agent acting on behalf of its clients (i) 17 October 2014

Securities Lending Agreement - UBS AG, Australia Branch / UBS Securities Australia Limited

Parties to agreement Transfer date
Macquarie Bank Ltd (i) 15 August 2014
(ii) 21 August 2014
(iii) 22 September 2014
National Australia Bank Limited $\circ$ 21 October 2014

Prime Brokerage Agreement - UBS AG, Australia Branch

Parties to agreement Transfer date
Australian Leaders Fund Limited 2 September 2014
$\langle i \rangle$
(ii)
3 September 2014
9 September 2014
(iii)
Regal Funds Management Pty Ltd as trustee and manager of Atlantic Absolute Return
Fund
9 September 2014
(i)
(ii)
15 September 2014
25 September 2014
(iii)
30 September 2014
(iv)
1 October 2014
(v)
Regal Funds Management Pty Limited as trustee and manager of Tasman Market
Neutral Fund
24 September 2014
$\left(\mathbf{i}\right)$
(i)
1 October 2014
Watermark Market Neutral Fund Limited $\left($ i
9 September 2014
7 October 2014
(ii)
Watermark Funds Management Pty Limited as responsible entity for Watermark Market
Neutral Fund
2 October 2014
(i)
(ii)
10 October 2014
(iii)
13 October 2014
$15-0c + 14$
$15-0c$ UBS Securities Australia Ltd
UBS Securities LLC
ã 41,518 9,862 Ordinary
$6 - 0c + 14$ UBS Securities Australia Ltd Stock returned (37,551) Ordinary
$6-0ct$ 14 13,237 (3,100) Ordinary
UBS Securities Australia Ltd ā 3,655 (856) Ordinary
16-Oct-14 UBS Securities Australia Ltd द्भ 47,926 (11, 224) Ordinary
16-Oct-14 UBS Global Asset Management à 453,793 105,491 Ordinary
$16 - Oct - 14$ UBS Global Asset Management Transfer-In 4,655 Ordinary
$16-0c$ t 14 UBS Securities Australia Ltd ā 47 $\widehat{\Xi}$ Ordinary
$16 - 0c - 14$ UBS Securities Australia Ltd ã S) o Ordinary
16-Oct-14 UBS Securities Australia Ltd Jell 3,315 (775) penipuo
16-Oct-14 UBS Securities Australia Ltd Ξ 41,720 9,700 Ordinary
$6 - 0c1 - 14$ JBS Securities Australia Ltd ā 13,199 (3,073) Ordinary
$16 - 0ct - 14$ JBS Securities Australia Ltd ă 15,111 3,538 Ordinary
$16 - Oct - 14$ JBS Securities Australia Ltd ¦⊽ 34,894 (8, 142) Ordinary
16-Oct-14 JBS Securities Australia Ltd 12,900 (3,000) VieupiO
16-Oct-14 UBS Securities Australia Ltd ē, 8,953 (2,100) Ordinary
$16-0c1+14$ UBS Securities Australia Ltd 171,529 (40, 149) Ordinary
6-DCI-14 UBS Securities Australia Ltd Вıу 67,561 15,938 Ordinary
6-Oct-14 UBS Securities Australia Ltd a
Buy
1,155,580 270,405 Ordinary
$16 - 0c$ UBS Securities Australia Ltd 1,395,739 324,334 Ordinary
16-Oct-14 UBS Wealth Management Australia Ltd និ 3,861 $\frac{8}{2}$ Ordinary
16-Oct-14 UBS Wealth Management Australia Ltd is. 28,618 (6,683) Ordinary
$17 - Oct.14$ JBS Securities Australia Ltd ¦a¦ 4,234 $\overline{33}$ Ordinary
17-Oct-14 JBS Securities Australia Ltd à 51,720 12,000 Ordinary
$7-0$ ct-14 UBS Securities Australia Ltd ज़्र 24,506 (5,690) Ordinary
$7 - 0 + 14$ UBS Securities Australia Ltd និ 26,087 6,064 Ordinary
$7 - 0 + 14$ UBS Securities Australia Ltd 회회 48,171 (11, 183) Ordinary
$7 - 0 + 14$ UBS Securities Australia Ltd 30,170 (7,000) Ordinary
$7 - Oct - 14$ UBS Securities Australia Ltd Σ, 37,831 8,785 Ordinary
$7-0ct-14$ UBS Securities Australia Ltd ā 6,869 (1,590) Ordinary
$7-0$ ct-14 UBS AG, London Branch Stock borrowed 2,000,000 Ordinary
$7-0$ ct-14 UBS AG Collateral returned Ordinary
$17 - Oct.14$ JBS Wealth Management Australia Ltd Transfer-Out Ş (2,944) Ordinary
$\overline{17-0}$ ct-14 UBS Wealth Management Australia Ltd Вıу 25,654 5,966 Ordinary
$17 - 0c1 - 14$ UBS Wealth Management Australia Ltd Transfer-Out (2,092) Ordinary
$20-0$ ct-14 UBS Securities Australia Ltd 2,596 (600) Ordinary
$20-02$
20-Oct-14
UBS Securities Australia Ltd R 245,121 (56, 610) Ordinary
UBS Securities Australia Ltd ξ 29,322 6,778 Ordinary
20-Oct-14
20-Oct-14
UBS Securities Australia Ltd
UBS Securities Australia Ltd
SE 56,643 (13,089) Ordinary
$21-00+14$ UBS Securities Australia Ltd 3 21,457 (4,956) Dreinibio
$21-0ct$ 14 UBS Securities Australia Ltd ā n Ξ Ordinary
$21 - 01 - 14$ UBS Securities Australia Ltd 1,680 (389) Ordinary
Σã 27,599 6,396 Ordinary
21-Oct-14
$21 - Oct - 14$
UBS Securities Australia Ltd B 45,503 (10, 533) Ordinary
UBS Securities Australia Ltd a
Buy
6.454 1.492 Ordinary
21-Oct-14 UBS Securities Australia Ltd Sell 62,533 (14, 476) Ordinary
$21 - Oct - 14$ UBS Securities Australia Ltd 464,525 (107, 529) Ordinary
21-Oct-14 JBS Securities Australia Ltd $\overline{\overline{\mathbf{g}}}$ 10,271 $\frac{(2.372)}{300,000}$ Ordinary
$21 - Oct - 14$ UBS Securities Australia Ltd Stock borrowed Ordinary
21-Oct-14 UBS Securities Australia Ltd Stock borrowed 1% 69,000 Ordinary
$21 - Oct.14$
21-Oct-14
UBS Securities Australia Ltd Stock borrowed 2,100,000 Ordinary
$21-0ct-14$ UBS AG Collateral returned (73, 160) Ordinary
UBS Wealth Management Australia Ltd a
Buy
18,399 4,254 Ordinary
Date of Person whose relevant interest changed PRY - Appendix B
Class
change Nature of Change Consideration given in
relation to change
Number of
securities
0-Oct-14 UBS AG, London Branch Stock returned
Stock returned
(140,000) Ordinary
$0 - 0c - 14$ Branch
ΙŞ
Ιğ
(50,000) Ordinary
$0-0ct$ 14
$0-0$ ct-14
Global Asset Management
Ιš
448,774 105,219 Ordinary
$0-0$ ct-14 LUBS Global Asset Management
LUBS Global Asset Management
LUBS Global Asset Management
LUBS Global Asset Management

751,379 Ordinary
$0-0$ ct-14 54,367
320,602
$\frac{75,668}{12,829}$ Ordinary
Ordinary
24,562 Ordinary
$\begin{array}{ c c c c c }\n\hline\hline\hline\hline\hline\hline\hline\hline\hline\hline\hline\hline\hline\$ ξ 54,430
286,709
5,796
12,844
67,655
Ordinary
UBS Global Asset Management
UBS Global Asset Management
និ Ordinary
$10-0ct +14$ UBS Global Asset Management Ξ
ΣÌ
$\begin{array}{ l l } \hline 12,808 \ \hline 12,467 \ \hline 137,423 \ \hline 919,423 \ \hline 916,380 \ \hline 16,380 \ \hline \end{array}$ $\frac{87,972}{2125,647}$ Ordinary
D-Oct-14 Global Asset Management
ωã
Вuу
0-Oct-14 UBS Global Asset Management
$0-0ct$ 14 UBS Global Asset Management Γmβ
$0-0ct-14$
$0-0ct-14$
UBS Global Asset Management
UBS Securities Australia Ltc
23,206 Ordinary
$0-0ct-14$ UBS Securities Australia Ltd lātritālā 123,518 (28, 526) Ordinary
Securities Australia
San
Ē
(1,281)
Ordinary
Ordinary
$\frac{10 - 3c + 14}{10 - 0c + 14}$ UBS Securites Australia Ltd
UBS Securit es Australia Ltd
5,416
106,826
151,845
25,298 Ordinary
$0 - 0 + 14$ (35, 927) Ordinary
$0-0$ ct-14 UBS Securites Australia Ltd
UBS Securites Australia Ltd
UBS Securites Australia Ltd
UBS Securites Australia Ltd
UBS Securites Australia Ltd
Ordinary
$\frac{0.00114}{0.00114}$ ā
ā
211,568 $\frac{(50,073)}{(5,739)}$ Ordinary
prinary
$0 - 0 + 14$ ទិ 24.259
17.564
4,162 Ordinary
$0-0$ ct-14 157,911 (37, 229) Ordinary
$0 - Oct.14$ JBS Securities Australia Ltd Stock returned $\frac{(15.181)}{93.543}$ Ordinary
$0-0$ ct-14
$3-0ct$ 14
UBS Securities Australia Ltd
UBS AG, Australia Branch
Stock received Ordinary
$3-0ct-14$ UBS Securities Australia Ltd
ā
12
81.927
(19, 414) Ordinary
$3 - 0ct - 14$ JBS Securities Australia Ltd ч Ordinary
Ordinary
$3-0$ ct-14 UBS Securities Australia Ltd 363
$3 - 0ct - 14$ JBS Securities Australia Ltd $\frac{(88)}{(11,428)}$ Ordinary
$3-0ct-14$ JBS Securities Australia Ltd lālālālāl 47,208
85,338
856,179
856,179
$\frac{20,621}{(26,003)}$ Ordinary
$3-5ct-14$ JBS Securities Australia Ltd Ordinary
$3-0$ ct-14
$3-0$ ct-14
UBS Securities Australia Ltd Ordinary
Securities Australia Ltd
les Australia Ltd
JBS
i S
14,425 (3,495) Ordinary
$3-0$ ct-14 JBS Securities Australia Ltd Buy 14,490 3,500 Ordinary
$3-0ct$ . 14 UBS Securities Australia Ltd 37,177 8,994
24,044
Ordinary
Ordinary
$3-0$ ct-14 Securities Australia Ltd
ÚBS.
99,357
27,920
(6,744) Ordinary
$3-0ct-14$ JBS AG, Australia Branch Sell
Stock received
Ordinary
$3-0$ ct-14 JBS Wealth Management Australia Ltd $\frac{1499}{13}$ 88,150
363
469
Ordinary
$4-0$ ct-14 Securities Australia Ltd
i8
rdinary
۰Ō
$4-0$ ct-14
4-0ct-14
JBS Securities Australia Ltd latajata 1,950 Viega
Lapp
$4 - 5 + 14$ JBS Securities Australia Ltd
JBS Securities Australia Ltd
59,920
127,423
$\frac{14,220}{(30,315)}$
$4-0$ ct-14 JBS Securities Australia Ltd ∣ই Vieuipi
Ordinary
$4-0$ ct-14 JBS Securities Australia Ltd Ordinary
$4-0$ ct-14
$4-0$ ct-14
UBS Securities Australia Ltd ālālālālālālālā 143,985 $\frac{(34,514)}{2}$ Ordinary
4-Oct-14 UBS Securities Australia Ltd
UBS Securities Australia Ltd
1,984,430
1,126,073
473,792 Ordinary
Ordinary
$14 - 0c + 14$ UBS Securities Australia Ltd 14,770 $\frac{270,437}{(3,500)}$ Ordinary
$ 4-Oct $ 14 UBS Securities Australia Ltd 51,221 14,702 Ordinary
$\frac{4.0c114}{4.0c1.14}$ UBS Securities Australia Ltd
UBS Securities Australia Ltd
UBS Securities Australia Ltd
3,780 (900) Ordinary
13,957 (3,343) Ordinary
$4-0$ ct-14 JBS Wealth Management Australia Ltd 37,967 486
9,131
Ordinary
Ordinary
$\frac{14-0c+14}{14-0c+14}$ UBS Wealth Management Australia Ltd S. $\frac{2,027}{1,685}$ 404 Ordinary
UBS Wealth Management Australia Ltd 1,651 396 Ordinary
$5-0ct-14$ JBS Securities Australia Ltd ब्रीड़ $\frac{1,228}{5,533}$ $\frac{(285)}{(1.303)}$ Ordinary
$5-0ct-14$
$5-0$ ct-14
JBS Securities Australia Ltd
JBS Securities Australia Ltd
Ordinary
$5-0ct-14$ JBS Securities Australia Ltd Dreimary
$5-0ct-14$ JBS Securities Australia Ltd
$5-0ct-14$ UBS Securities Australia Ltd
$5-0ct-14$
$5-0ct-14$
UBS Securities Australia Ltd
$15-0$ ct-14 UBS Securities Australia Ltd
UBS Securities Australia Ltd
UBS Securities Australia Ltd
회회회회회회회 $\begin{array}{ l c c c c c c c c c c c c c c c c c c $ $\begin{array}{ c c c c c c c c c c c c c c c c c c c$
(12, 823)

$\label{eq:1} \mathcal{L}{\mathcal{A}}(\mathcal{A}) = \mathcal{L}{\mathcal{A}}(\mathcal{A}) = \mathcal{L}{\mathcal{A}}(\mathcal{A}) = \mathcal{L}{\mathcal{A}}(\mathcal{A}) = \mathcal{L}{\mathcal{A}}(\mathcal{A}) = \mathcal{L}{\mathcal{A}}(\mathcal{A}) = \mathcal{L}{\mathcal{A}}(\mathcal{A}) = \mathcal{L}{\mathcal{A}}(\mathcal{A}) = \mathcal{L}{\mathcal{A}}(\mathcal{A}) = \mathcal{L}{\mathcal{A}}(\mathcal{A}) = \mathcal{L}_{\mathcal{A}}(\mathcal{A}) = \mathcal{$

$\sim$ 1000 $\pm$ 1000 $\pm$

an kan barang di kabupatèn Sumah Kabupatèn Sumah Kabupatèn Bangsaran Kabupatèn Sumah Kabupatèn Sumah Kabupatèn

$\sim$