Hayward Holdings, Inc. — Director's Dealing 2021

Mar 16, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Hayward Holdings, Inc. (HAYW)
CIK: 0001834622
Period of Report: 2021-03-02

Reporting Person: Soucy Arthur L (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-11	Class A Common Stock	J	250	—	Disposed	0	Direct
2021-03-11	Common Stock	J	59391	—	Acquired	59391	Direct
2021-03-11	Common Stock	A	7352	$0.00	Acquired	66743	Direct
2021-03-16	Common Stock	P	5550	$17.00	Acquired	72293	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-03-02	Stock Options (Right to Buy)	$97.75	J	650	Disposed	2027-08-04	Class B Common Stock (650)	Direct
2021-03-02	Stock Options (Right to Buy)	$0.50	J	126750	Acquired	2027-08-04	Common Stock (126750)	Direct

Footnotes

F1: Pursuant to a reclassification exempt under Rule 16b-7, each share of Class A common stock, par value $0.001 per share, was converted into 237.5671 shares of the Issuer's common stock, par value $0.001 per share ("Common Stock").

F2: Represents restricted stock units granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive one share of Common Stock. The restricted stock units vest on the earlier of March 11, 2022 or the date of the first annual meeting of stockholders of the Issuer that follows the Issuer's initial public offering of its Common Stock, provided that the Reporting Person remains in continuous service with the Issuer through the vesting date.

F3: Pursuant to a reclassification exempt under Rule 16b-7, each outstanding option to purchase shares of Class B common stock, par value $0.001 per share, was reclassified into an outstanding option to purchase shares of Common Stock, and the number of shares of Common Stock underlying the option and the exercise price were adjusted in accordance with the Stock Split.

F4: The option vests as to 50% of the underlying shares of Common Stock in five equal installments, on each of August 4, 2018, August 4, 2019, August 4, 2020, August 4, 2021, and August 4, 2022. The option will vest as to 50% of the underlying shares of Common Stock in the event that the average closing trading price of the Common Stock over a ten-day trading period equals or exceeds $5.00.