HARMONIC INC. — Director's Dealing 2020

Feb 21, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2020-02-19

Reporting Person: HARSHMAN PATRICK (Director, President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-02-19	Common Stock	M	67747	$5.78	Acquired	1041814	Direct
2020-02-19	Common Stock	S	63662	$6.7458	Disposed	978152	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-02-19	Stock Option/Right to buy	$5.78	M	67747	Disposed	2020-03-15	Common Stock (67747)	Direct

Footnotes

F1: Shares sold to cover exercise price and taxes in connection with exercise of stock option expiring on March 15, 2020.