HARMONIC INC. — Director's Dealing 2020

Mar 3, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2020-03-01

Reporting Person: Louvet Eric (SVP, Global Sales & Video Svcs)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-03-01	Common Stock	M	22500	$0.00	Acquired	126212	Direct
2020-03-01	Common Stock	F	11155	$6.14	Disposed	115057	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-03-01	Restricted Stock Units	$0.00	M	22500	Disposed	2020-03-01	Common Stock (22500)	Direct

Footnotes

F1: These shares of common stock were acquired upon the vesting of restricted stock units on March 1, 2020. These restricted stock units were initially granted to the Reporting Person on July 22, 2016, and were identified on a Form 3 filed by the Reporting Person on February 6, 2019.