HARMONIC INC. — Director's Dealing 2020

Mar 10, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2020-03-08

Reporting Person: Kalra Sanjay (SVP and CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-03-08	Common Stock	M	4167	$0.00	Acquired	145492	Direct
2020-03-08	Common Stock	F	1863	$6.11	Disposed	143629	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-03-08	Restricted Stock Units	$0.00	M	4167	Disposed	2020-06-08	Common Stock (4167)	Direct

Footnotes

F1: These shares of common stock were acquired upon the vesting of restricted stock units on 3/8/2020. These restricted stock units were initially granted to the Reporting Person on 6/8/2017, and were identified on a Form 4 filed by the Reporting Person on 6/12/2017.

F2: Shares of Harmonic Inc. common stock withheld by Harmonic Inc. to satisfy tax withholding obligation upon vesting of restricted stock units.