HARMONIC INC. — Director's Dealing 2020

Mar 20, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: HARMONIC INC (HLIT)
CIK: 0000851310
Period of Report: 2020-03-18

Reporting Person: GALLAGHER PATRICK (Director)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-03-18	Restricted Stock Units	$0.00	A	23184	Acquired	2021-02-15	Common Stock (23184)	Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of HLIT common stock.

F2: The shares subject to the restricted stock units are scheduled to vest in full on February 15, 2021. The vested RSUs will be settled in shares within 60 days following the earliest to occur of (I) a change-in-control event, (ii) the director's separation from service from the company, or (iii) the director's death.