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HARLEY-DAVIDSON, INC. — Director's Dealing 2021
Feb 5, 2021
31265_dirs_2021-02-04_53f84795-5fd6-48fa-a16b-42f44546f956.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARLEY-DAVIDSON, INC. (HOG)
CIK: 0000793952
Period of Report: 2021-02-02
Reporting Person: Thomas James Darrell (VP/Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-02 | Common Stock | M | 1062.0000 | $0.0000 | Acquired | 23601.0000 | Direct |
| 2021-02-02 | Common Stock | F | 315.0000 | $33.2600 | Disposed | 23286.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-02 | Restricted Stock Units | $0.0000 | M | 1062.0000 | Disposed | 2021-02-02 | Common Stock (1062.0000) | Direct |
| 2021-02-03 | Restricted Stock Units | $0.0000 | A | 8240.0000 | Acquired | 2024-02-03 | Common Stock (8240.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2439.9057 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0000 | 2022-02-01 | Common Stock (1416.0000) | 1416.0000 | Direct |
| Restricted Stock Units | $0.0000 | 2023-02-05 | Common Stock (4403.0000) | 4403.0000 | Direct |
| Restricted Stock Units | $0.0000 | 2022-08-01 | Common Stock (7000.0000) | 7000.0000 | Direct |
| Stock Option (right to buy) | $41.3300 | 2021-02-09 | Common Stock (5884.0000) | 5884.0000 | Direct |
| Stock Option (right to buy) | $45.3200 | 2022-02-06 | Common Stock (6049.0000) | 6049.0000 | Direct |
| Stock Option (right to buy) | $51.7800 | 2023-02-04 | Common Stock (5541.0000) | 5541.0000 | Direct |
| Stock Option (right to buy) | $62.3300 | 2024-02-04 | Common Stock (4963.0000) | 4963.0000 | Direct |
| Stock Option (right to buy) | $63.4900 | 2025-02-03 | Common Stock (5376.0000) | 5376.0000 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
F2: Each restricted stock unit represents a contingent right to receive one share of stock. 50% of the units granted vest on each of the second and third anniversaries of the date of grant. Units are subject to forfeiture until vested.
F3: Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan.
F4: All options are currently exercisable.
F5: Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.