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HARLEY-DAVIDSON, INC. — Director's Dealing 2017
Feb 14, 2017
31265_dirs_2017-02-13_ba5d6a8e-2405-4f99-94de-03825e71ee86.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARLEY DAVIDSON INC (HOG)
CIK: 0000793952
Period of Report: 2017-02-10
Reporting Person: JAMES DONALD A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-10 | Common Stock | S | 100000.0000 | $56.8757 | Disposed | 211788.2384 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5522.6698 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Post-2014 Share Unit | $ | Common Stock (2640.4010) | 2640.4010 | Direct | |
| Share Units | $ | Common Stock (31233.2290) | 31233.2290 | Direct |
Footnotes
F1: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $56.7499 to $57.15 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: Shares of common stock of Harley-Davidson, Inc. are held by Fred Deeley Limited.
F3: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended
F4: 1-for-1
F5: Each Deferred Share Unit is the equivalent of one share of common stock. The shares are payable on the one year anniversary of the grant date or upon the earlier termination as service as a director.
F6: Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan.
F7: Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan).