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HARLEY-DAVIDSON, INC. — Director's Dealing 2016
Feb 5, 2016
31265_dirs_2016-02-04_ab365a81-80a6-4fbe-9735-31d2e781caf1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARLEY DAVIDSON INC (HOG)
CIK: 0000793952
Period of Report: 2016-02-02
Reporting Person: CALAWAY TONIT M (VP, Human Resources)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-03 | Common Stock | M | 1291.0000 | $0.0000 | Acquired | 1291.0000 | Direct |
| 2016-02-03 | Common Stock | F | 521.0000 | $39.8500 | Disposed | 770.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-02 | Restricted Stock Units | $0.0000 | A | 6375.0000 | Acquired | Common Stock (6375.0000) | Direct | |
| 2016-02-03 | Restricted Stock Units | $0.0000 | M | 1291.0000 | Disposed | Common Stock (1291.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (restricted stock) | 1112.0000 | Direct |
| Common Stock | 4294.4634 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $63.4900 | 2025-02-03 | Common Stock (12399.0000) | 12399.0000 | Direct |
| Stock Option (right to buy) | $51.7800 | 2023-02-04 | Common Stock (7171.0000) | 7171.0000 | Direct |
| Stock Option (right to buy) | $62.3300 | 2025-02-04 | Common Stock (11226.0000) | 11226.0000 | Direct |
| Stock Option (right to buy) | $39.0400 | 2018-02-13 | Common Stock (152.0000) | 152.0000 | Direct |
| Stock Option (right to buy) | $51.4600 | 2016-02-14 | Common Stock (1024.0000) | 1024.0000 | Direct |
| Stock Option (right to buy) | $68.9100 | 2017-02-14 | Common Stock (3198.0000) | 3198.0000 | Direct |
Footnotes
F1: Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.
F2: On 2/3/2016, 1,291 restricted stock units vested. 521 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 770 shares are now reflected as common stock.
F3: The restricted stock granted 2/4/13 was granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan and one-third of the shares of restricted stock vest on each of the first three anniversaries of the date of grant
F4: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/2/2016 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
F5: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/3/2015, vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
F6: Options granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
F7: Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
F8: Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
F9: Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan.
F10: All options are currently exercisable.