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HARLEY-DAVIDSON, INC. — Director's Dealing 2016
Feb 5, 2016
31265_dirs_2016-02-04_40dbc52e-4914-46f1-92a3-65242446d359.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARLEY DAVIDSON INC (HOG)
CIK: 0000793952
Period of Report: 2016-02-02
Reporting Person: Cummings Sean (SVP, Global Demand)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-03 | Common Stock | M | 735.0000 | $0.0000 | Acquired | 735.0000 | Direct |
| 2016-02-03 | Common Stock | F | 297.0000 | $39.8500 | Disposed | 438.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-02 | Restricted Stock Units | $0.0000 | A | 5164.0000 | Acquired | Common Stock (5164.0000) | Direct | |
| 2016-02-03 | Restricted Stock Units | $0.0000 | M | 735.0000 | Disposed | Common Stock (735.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 359.1225 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $63.4900 | 2025-02-03 | Common Stock (3528.0000) | 3528.0000 | Direct |
Footnotes
F1: On 2/3/2016, 735 restricted stock units vested. 297 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 438 shares are now reflected as common stock.
F2: Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.
F3: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/2/2016 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
F4: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on each of 2/3/2015 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested
F5: Options granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.