AI assistant
HARLEY-DAVIDSON, INC. — Director's Dealing 2016
Feb 5, 2016
31265_dirs_2016-02-04_cb5cca8d-19e8-4992-a576-4fe96ad001c4.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARLEY DAVIDSON INC (HOG)
CIK: 0000793952
Period of Report: 2016-02-02
Reporting Person: HUND LAWRENCE G (President-HDFS)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-03 | Common Stock | M | 2182.0000 | $0.0000 | Acquired | 2182.0000 | Direct |
| 2016-02-03 | Common Stock | F | 769.0000 | $39.8500 | Disposed | 1413.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-02 | Restricted Stock Units | $0.0000 | A | 10778.0000 | Acquired | Common Stock (10778.0000) | Direct | |
| 2016-02-03 | Restricted Stock Units | $0.0000 | M | 2182.0000 | Disposed | Common Stock (2182.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (restricted stock) | 2193.0000 | Direct |
| Common Stock | 1619.0000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $63.4900 | 2025-02-03 | Common Stock (20950.0000) | 20950.0000 | Direct |
| Stock Option (right to buy) | $51.7800 | 2023-02-04 | Common Stock (21053.0000) | 21053.0000 | Direct |
| Stock Option (right to buy) | $62.3300 | 2025-02-04 | Common Stock (19509.0000) | 19509.0000 | Direct |
| Stock Option (right to buy) | $45.3200 | 2022-02-06 | Common Stock (7218.0000) | 7218.0000 | Direct |
| Stock Option (right to buy) | $22.6300 | 2020-02-10 | Common Stock (37610.0000) | 37610.0000 | Direct |
| Stock Option (right to buy) | $18.9200 | 2019-07-17 | Common Stock (40053.0000) | 40053.0000 | Direct |
Footnotes
F1: On 2/3/2016, 2,182 restricted stock units vested. 769 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 1,413 shares are now reflected as common stock.
F2: The restricted stock granted 2/4/13 was granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan and one-third of the shares of restricted stock vest on each of the first three anniversaries of the date of grant.
F3: Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.
F4: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/2/2016 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
F5: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/3/2015, vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
F6: Options granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
F7: Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
F8: Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
F9: All options are currently exercisable.