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HARLEY-DAVIDSON, INC. — Director's Dealing 2016
Feb 5, 2016
31265_dirs_2016-02-04_1fa6c88f-c7e6-4ad2-ae8d-7c33136445e6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARLEY DAVIDSON INC (HOG)
CIK: 0000793952
Period of Report: 2016-02-02
Reporting Person: KORNETZKE MARK R (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-03 | Common Stock | M | 437.0000 | $0.0000 | Acquired | 1307.0000 | Direct |
| 2016-02-03 | Common Stock | F | 177.0000 | $39.8500 | Disposed | 1130.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-02 | Restricted Stock Units | $0.0000 | A | 1697.0000 | Acquired | Common Stock (1697.0000) | Direct | |
| 2016-02-03 | Restricted Stock Units | $0.0000 | M | 437.0000 | Disposed | Common Stock (437.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (restricted stock) | 494.0000 | Direct |
| Common Stock | 4103.1395 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $63.4900 | 2025-02-03 | Common Stock (2100.0000) | 2100.0000 | Direct |
| Stock Option (right to buy) | $51.7800 | 2023-02-04 | Common Stock (2369.0000) | 2369.0000 | Direct |
| Stock Option (right to buy) | $62.3300 | 2024-02-04 | Common Stock (2071.0000) | 2071.0000 | Direct |
| Stock Option (right to buy) | $45.3200 | 2022-02-06 | Common Stock (2565.0000) | 2565.0000 | Direct |
| Stock Option (right to buy) | $41.3300 | 2021-02-09 | Common Stock (2524.0000) | 2524.0000 | Direct |
| Stock Option (right to buy) | $22.6300 | 2020-02-10 | Common Stock (3626.0000) | 3626.0000 | Direct |
| Stock Option (right to buy) | $68.9100 | 2017-02-14 | Common Stock (1698.0000) | 1698.0000 | Direct |
Footnotes
F1: On 2/3/2016, 437 restricted stock units vested. 177 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 260 shares are now reflected as common stock.
F2: The restricted stock granted 2/4/13 was granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan and one-third of the shares of restricted stock vest on each of the first three anniversaries of the date of grant.
F3: Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.
F4: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/2/2016 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
F5: Options granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
F6: Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
F7: Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
F8: All options are currently exercisable.
F9: Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan.