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HARLEY-DAVIDSON, INC. — Director's Dealing 2016
Feb 9, 2016
31265_dirs_2016-02-08_22604aba-1442-498b-afa1-956bd6f49a30.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARLEY DAVIDSON INC (HOG)
CIK: 0000793952
Period of Report: 2016-02-04
Reporting Person: HUND LAWRENCE G (President-HDFS)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-04 | Common Stock | M | 2032.0000 | $0.0000 | Acquired | 5638.0000 | Direct |
| 2016-02-04 | Common Stock | F | 1253.0000 | $41.2500 | Disposed | 4385.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-02-04 | Restricted Stock Units | $0.0000 | M | 2032.0000 | Disposed | Common Stock (2032.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1619.0000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $63.4900 | 2025-02-03 | Common Stock (20950.0000) | 20950.0000 | Direct |
| Stock Option (right to buy) | $51.7800 | 2023-02-04 | Common Stock (21053.0000) | 21053.0000 | Direct |
| Stock Option (right to buy) | $62.3300 | 2025-02-04 | Common Stock (19509.0000) | 19509.0000 | Direct |
| Stock Option (right to buy) | $45.3200 | 2022-02-06 | Common Stock (7218.0000) | 7218.0000 | Direct |
| Stock Option (right to buy) | $22.6300 | 2020-02-10 | Common Stock (37610.0000) | 37610.0000 | Direct |
| Stock Option (right to buy) | $18.9200 | 2019-07-17 | Common Stock (40053.0000) | 40053.0000 | Direct |
Footnotes
F1: On 2/4/2016, 2,032 restricted stock units vested. 585 shares were withheld to pay the tax withholding associated with the vesting. In addition, on 2/4/2016, 2,193 shares of restricted stock vested and 668 shares were withheld to pay the tax withholding associated with that vesting. Accordingly, the remaining 2,972 shares are now reflected as common stock.
F2: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on each of 2/4/2014, 2/3/2015 and 2/2/2016 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
F3: Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.
F4: Options granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
F5: Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
F6: All options are currently exercisable.
F7: Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.