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HARLEY-DAVIDSON, INC. — Director's Dealing 2016
Apr 30, 2016
31265_dirs_2016-04-29_3b2e525a-cb28-43b6-acc7-b7dd95c913b4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARLEY DAVIDSON INC (HOG)
CIK: 0000793952
Period of Report: 2016-04-27
Reporting Person: JAMES DONALD A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-04-27 | Common Stock | M | 2230.3160 | $49.4500 | Acquired | 5522.6698 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-04-27 | Post-2014 Share Unit | $ | M | 2230.3160 | Disposed | Common Stock (2230.3160) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 411788.2384 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Share Units | $ | Common Stock (30600.5980) | 30600.5980 | Direct |
Footnotes
F1: The amount in this column reflects an adjustment to the total shares owned by the corporation of 251.56 shares. Amounts previously reported contained a clerical error. No shares of common stock were sold.
F2: Granted pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended
F3: 1-for-1
F4: Includes additional Share Units credited to the reporting person pursuant to dividend reinvestment provisions of the Harley-Davidson, Inc. Director Stock Plan, as amended.
F5: As provided by the Director Stock Plan, the share units are payable in issuer's common stock on the one year anniversary of the grant date, which grant date was April 27, 2015 (share units payable in cash in limited circumstances according to the Plan).
F6: Share units are payable in issuer's common stock following termination of service as a director & are subject to earlier payment pursuant to the Harley-Davidson, Inc. Director Stock Plan, as amended (share units payable in cash in limited circumstances according to the Plan)