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HARLEY-DAVIDSON, INC. — Director's Dealing 2016
May 11, 2016
31265_dirs_2016-05-11_3d97002d-7cb4-4945-9ec1-235c82ed1dcb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARLEY DAVIDSON INC (HOG)
CIK: 0000793952
Period of Report: 2016-05-10
Reporting Person: Kumbier Michelle (SVP, Motor Co. Product & Ops)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-05-10 | Common Stock | M | 12011.0000 | $41.3300 | Acquired | 12011.0000 | Direct |
| 2016-05-10 | Common Stock | M | 8920.0000 | $45.3200 | Acquired | 20931.0000 | Direct |
| 2016-05-10 | Common Stock | M | 5736.0000 | $39.0400 | Acquired | 26667.0000 | Direct |
| 2016-05-10 | Common Stock | S | 26667.0000 | $46.2504 | Disposed | 0.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-05-10 | Stock Option (right to buy) | $45.3200 | M | 8920.0000 | Disposed | 2022-02-06 | Common Stock (8920.0000) | Direct |
| 2016-05-10 | Stock Option (right to buy) | $41.3300 | M | 12011.0000 | Disposed | 2021-02-09 | Common Stock (12011.0000) | Direct |
| 2016-05-10 | Stock Option (right to buy) | $39.0400 | M | 5736.0000 | Disposed | 2018-02-13 | Common Stock (5736.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2274.7263 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0000 | Common Stock (21237.0000) | 21237.0000 | Direct | |
| Stock Option (right to buy) | $63.4900 | 2025-02-03 | Common Stock (10484.0000) | 10484.0000 | Direct |
| Stock Option (right to buy) | $51.7800 | 2023-02-04 | Common Stock (10980.0000) | 10980.0000 | Direct |
| Stock Option (right to buy) | $62.3300 | 2024-02-04 | Common Stock (9823.0000) | 9823.0000 | Direct |
| Stock Option (right to buy) | $68.9100 | 2017-02-14 | Common Stock (2934.0000) | 2934.0000 | Direct |
Footnotes
F1: The reported price in this column is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $46.250 to $46.256 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on each of 2/4/2014 (pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 and 2/2/2016 (pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
F3: Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.
F4: Options granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
F5: Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan.
F6: All options are currently exercisable.
F7: Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
F8: Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan.