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HARLEY-DAVIDSON, INC. — Director's Dealing 2016
Jul 19, 2016
31265_dirs_2016-07-18_d25a734f-0c0d-429e-a8e5-ec1941624a16.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: HARLEY DAVIDSON INC (HOG)
CIK: 0000793952
Period of Report: 2016-07-08
Reporting Person: Rocker Tchernavia (VP-Human Resources)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 559.4451 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0000 | Common Stock (4742.0000) | Direct | ||
| Stock Option (right to buy) | $45.3200 | 2022-02-06 | Common Stock (4237.0000) | Direct | |
| Stock Option (right to buy) | $51.7800 | 2023-02-04 | Common Stock (3708.0000) | Direct | |
| Stock Option (right to buy) | $62.3300 | 2024-02-04 | Common Stock (3200.0000) | Direct | |
| Stock Option (right to buy) | $63.4900 | 2025-02-03 | Common Stock (3276.0000) | Direct | |
| Stock Option (right to buy) | $68.9100 | 2017-02-14 | Common Stock (820.0000) | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 (granted pursuant to the 2014 Incentive Stock Plan) and 2/2/2016 ( granted pursuant to the 2014 Incentive Stock Plan) each vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
F2: Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan.
F3: All options are currently exercisable.
F4: Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
F5: Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.
F6: Options granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
F7: Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan.