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HARLEY-DAVIDSON, INC. — Director's Dealing 2016
Aug 23, 2016
31265_dirs_2016-08-23_f7b3c2e5-2864-4daa-b5db-6540e3a60d62.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARLEY DAVIDSON INC (HOG)
CIK: 0000793952
Period of Report: 2016-08-19
Reporting Person: Jones Paul J (VP & Chief Legal Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-19 | Common Stock | S | 2517.0000 | $54.0330 | Disposed | 0.0000 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1578.7991 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0000 | Common Stock (11827.0000) | 11827.0000 | Direct | |
| Stock Option (right to buy) | $63.4900 | 2025-02-03 | Common Stock (13860.0000) | 13860.0000 | Direct |
| Stock Option (right to buy) | $51.7800 | 2023-02-04 | Common Stock (11536.0000) | 11536.0000 | Direct |
| Stock Option (right to buy) | $62.3300 | 2024-02-04 | Common Stock (12989.0000) | 12989.0000 | Direct |
| Stock Option (right to buy) | $45.3200 | 2022-02-06 | Common Stock (11039.0000) | 11039.0000 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on each of 2/4/2014 and 2/3/2015 (each granted under the 2009 Incentive Stock Plan) and 2/2/2016 (granted under the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
F2: Granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan.
F3: Options granted pursuant to the Harley-Davidson, Inc. 2014 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
F4: Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan.
F5: All options are currently exercisable.
F6: Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.