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HARLEY-DAVIDSON, INC. — Director's Dealing 2015
Feb 10, 2015
31265_dirs_2015-02-09_29a6ece4-d5ec-485b-97f7-da8a6ad10861.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARLEY DAVIDSON INC (HOG)
CIK: 0000793952
Period of Report: 2015-02-05
Reporting Person: HUND LAWRENCE G (President-HDFS)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-05 | Common Stock | M | 14435.0000 | $45.3200 | Acquired | 21812.0000 | Direct |
| 2015-02-05 | Common Stock | S | 21812.0000 | $63.4100 | Disposed | 0.0000 | Direct |
| 2015-02-06 | Common Stock | F | 702.0000 | $64.2100 | Disposed | 1554.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-02-05 | Stock Option (right to buy) | $45.3200 | M | 14435.0000 | Disposed | 2022-02-06 | Common Stock (14435.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (restricted stock) | 2193.0000 | Direct |
| Common Stock | 1619.0000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $0.0000 | Common Stock (10612.0000) | 10612.0000 | Direct | |
| Stock Option (right to buy) | $63.4900 | 2025-02-03 | Common Stock (20950.0000) | 20950.0000 | Direct |
| Stock Option (right to buy) | $51.7800 | 2023-02-04 | Common Stock (21053.0000) | 21053.0000 | Direct |
| Stock Option (right to buy) | $62.3300 | 2025-02-04 | Common Stock (19509.0000) | 19509.0000 | Direct |
| Stock Option (right to buy) | $22.6300 | 2020-02-10 | Common Stock (37610.0000) | 37610.0000 | Direct |
| Stock Option (right to buy) | $18.9200 | 2019-07-17 | Common Stock (40053.0000) | 40053.0000 | Direct |
Footnotes
F1: On 2/6/2015, 2256 shares of restricted stock vested. 702 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 1554 shares are now reflected as common stock.
F2: The restricted stock granted 2/6/12 and 2/6/13 was granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan and one-third of the shares of restricted stock vest on each of the first three anniversaries of the date of grant and are subject to forfeiture until vested. On 2/6/2015, 2256 shares of restricted stock vested. 702 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 1554 shares are now reflected as common stock.
F3: Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
F4: Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
F5: Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 (granted pursuant to the 2009 Incentive Stock Plan) and 2/3/2015 (granted pursuant to the 2014 Incentive Stock Plan) vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
F6: All options are currently exercisable.