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HARLEY-DAVIDSON, INC. — Director's Dealing 2012
Nov 29, 2012
31265_dirs_2012-11-29_090c4765-3e75-4861-8064-b52f9bd9f18d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARLEY DAVIDSON INC (HOG)
CIK: 0000793952
Period of Report: 2012-11-27
Reporting Person: LEVATICH MATTHEW S (President & COO of HDMC)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-27 | Common Stock | M | 43557.0000 | $21.5200 | Acquired | 59881.0000 | Direct |
| 2012-11-27 | Common Stock | M | 28372.0000 | $22.6300 | Acquired | 88253.0000 | Direct |
| 2012-11-27 | Common Stock | M | 23100.0000 | $12.3000 | Acquired | 111353.0000 | Direct |
| 2012-11-27 | Common Stock | S | 95029.0000 | $47.4200 | Disposed | 16324.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-27 | Stock Option (right to buy) | $22.6300 | M | 28372.0000 | Disposed | 2020-02-10 | Common Stock (28372.0000) | Direct |
| 2012-11-27 | Stock Option (right to buy) | $12.3000 | M | 23100.0000 | Disposed | 2019-02-12 | Common Stock (23100.0000) | Direct |
| 2012-11-27 | Stock Option (right to buy) | $21.5200 | M | 43557.0000 | Disposed | 2019-05-01 | Common Stock (43557.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (restricted stock) | 42159.0000 | Direct |
| Common Stock | 10.1459 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $45.3200 | 2022-02-06 | Common Stock (32198.0000) | 32198.0000 | Direct |
| Stock Option (right to buy) | $41.3300 | 2021-02-09 | Common Stock (26247.0000) | 26247.0000 | Direct |
| Stock Option (right to buy) | $52.4500 | 2014-02-10 | Common Stock (8883.0000) | 8883.0000 | Direct |
| Stock Option (right to buy) | $39.0400 | 2018-02-13 | Common Stock (19447.0000) | 19447.0000 | Direct |
| Stock Option (right to buy) | $51.4600 | 2016-02-14 | Common Stock (5356.0000) | 5356.0000 | Direct |
| Stock Option (right to buy) | $68.9100 | 2017-02-14 | Common Stock (9149.0000) | 9149.0000 | Direct |
| Stock Option (right to buy) | $61.2000 | 2015-02-15 | Common Stock (5957.0000) | 5957.0000 | Direct |
Footnotes
F1: The restricted stock granted 2/10/10, 2/9/11 & 2/6/12 was granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan and one-third of the shares of restricted stock vest on each of the first three anniversaries of the date of grant and the shares are subject to forfeiture until vested.
F2: Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
F3: Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
F4: Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan.
F5: Options granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan shall become exercisable for 25% of the shares covered by the option on each of the first four anniversaries of the date of grant.
F6: Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for 25% of the shares covered by the option on each of the first four anniversaries of the date of grant.
F7: Granted pursuant to the Harley-Davidson, Inc. 1995 Stock Option Plan.
F8: All options are currently exercisable.