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HARLEY-DAVIDSON, INC. — Director's Dealing 2012
Dec 3, 2012
31265_dirs_2012-12-03_6638ed4e-d17c-4ce8-b771-e87130bed67d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARLEY DAVIDSON INC (HOG)
CIK: 0000793952
Period of Report: 2012-11-29
Reporting Person: WANDELL KEITH E (Director, Chairman, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-29 | Common Stock | M | 26200.0000 | $21.5200 | Acquired | 104413.0000 | Direct |
| 2012-11-29 | Common Stock | S | 26200.0000 | $47.3500 | Disposed | 78213.0000 | Direct |
| 2012-11-29 | Common Stock | G | 4200.0000 | $0.0000 | Disposed | 74013.0000 | Direct |
| 2012-11-30 | Common Stock | M | 73800.0000 | $21.5200 | Acquired | 147813.0000 | Direct |
| 2012-11-30 | Common Stock | S | 73800.0000 | $46.7400 | Disposed | 74013.0000 | Direct |
| 2012-11-30 | Common Stock | G | 17502.0000 | $0.0000 | Disposed | 56511.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-29 | Stock Option (right to buy) | $21.5200 | M | 26200.0000 | Disposed | 2019-05-01 | Common Stock (26200.0000) | Direct |
| 2012-11-30 | Stock Option (right to buy) | $21.5200 | M | 73800.0000 | Disposed | 2019-05-01 | Common Stock (73800.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (restricted stock) | 123905.0000 | Direct |
| Common Stock | 802.4207 | Indirect |
| Common Stock | 500.0000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $45.3200 | 2022-02-06 | Common Stock (110032.0000) | 110032.0000 | Direct |
| Stock Option (right to buy) | $41.3300 | 2021-02-09 | Common Stock (119545.0000) | 119545.0000 | Direct |
| Stock Option (right to buy) | $22.6300 | 2020-02-10 | Common Stock (195308.0000) | 195308.0000 | Direct |
Footnotes
F1: The restricted stock was granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan. The restricted stock granted on 5/01/09 vests at the rate of 33-1/3% per year beginning on 4/30/11. One-third of the shares of restricted stock granted on 2/6/12, 2/9/11 and 2/10/10 vest on each of the first three anniversaries of the date of grant and the shares are subject to forfeiture until vested.
F2: Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
F3: Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for 25% of the shares covered by the option on each of the first four anniversaries of the date of grant.
F4: Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.