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HARLEY-DAVIDSON, INC. — Director's Dealing 2012
Feb 8, 2012
31265_dirs_2012-02-08_117c3997-218a-4e6a-83c4-839ee6d17ee4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARLEY DAVIDSON INC (HOG)
CIK: 0000793952
Period of Report: 2012-02-06
Reporting Person: CALAWAY TONIT M (VP, Human Resources)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-06 | Common Stock (restricted stock) | A | 3222.0000 | $0.0000 | Acquired | 12668.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-02-06 | Stock Option (right to buy) | $45.3200 | A | 10309.0000 | Acquired | 2022-02-06 | Common Stock (10309.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1500.0000 | Direct |
| Common Stock | 1714.8914 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $41.3300 | 2021-02-09 | Common Stock (5807.0000) | 5807.0000 | Direct |
| Stock Option (right to buy) | $52.4500 | 2014-02-10 | Common Stock (591.0000) | 591.0000 | Direct |
| Stock Option (right to buy) | $22.6300 | 2020-02-10 | Common Stock (17070.0000) | 17070.0000 | Direct |
| Stock Option (right to buy) | $12.3000 | 2019-02-12 | Common Stock (5390.0000) | 5390.0000 | Direct |
| Stock Option (right to buy) | $39.0400 | 2018-02-13 | Common Stock (4302.0000) | 4302.0000 | Direct |
| Stock Option (right to buy) | $51.4600 | 2016-02-14 | Common Stock (1024.0000) | 1024.0000 | Direct |
| Stock Option (right to buy) | $68.9100 | 2017-02-14 | Common Stock (3198.0000) | 3198.0000 | Direct |
| Stock Option (right to buy) | $61.2000 | 2015-02-15 | Common Stock (876.0000) | 876.0000 | Direct |
Footnotes
F1: Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
F2: Restricted stock granted 2008-2009 was granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan. The shares of unvested restricted stock granted on 2/13/08 and 2/12/09 are subject to forfeiture until completion of a four year vesting period. The shares of restricted stock granted 2/10/10, 2/9/11 and 2/6/12 were granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan and one-third of the shares of restricted stock vest on each of the first three anniversaries of the date of grant and the shares are subject to forfeiture until vested.
F3: On 2/14/2010, 398 shares of restricted stock vested. 161 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 237 shares are now reflected as common stock.
F4: Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
F5: Granted pursuant to the Harley-Davidson, Inc. 1995 Stock Option Plan.
F6: All options are currently exercisable.
F7: Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries from the date of grant.
F8: Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan.
F9: Options granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan shall become exercisable for 25% of the shares covered by the option on each of the first four anniversaries of the date of grant.