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HARLEY-DAVIDSON, INC. — Director's Dealing 2012
May 1, 2012
31265_dirs_2012-05-01_feb636c8-1891-42eb-a9a4-b0bb4cccd247.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARLEY DAVIDSON INC (HOG)
CIK: 0000793952
Period of Report: 2012-04-27
Reporting Person: BAKER JOHN P (GM, Corp Strat,Bus Dev & Susta)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-04-27 | Common Stock | M | 3112.0000 | $12.3000 | Acquired | 4403.0000 | Direct |
| 2012-04-27 | Common Stock | M | 2868.0000 | $39.0400 | Acquired | 7271.0000 | Direct |
| 2012-04-27 | Common Stock | M | 520.0000 | $40.7200 | Acquired | 7791.0000 | Direct |
| 2012-04-27 | Common Stock | S | 7791.0000 | $52.8200 | Disposed | 0.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-04-27 | Stock Option (right to buy) | $40.7200 | M | 520.0000 | Disposed | 2013-02-12 | Common Stock (520.0000) | Direct |
| 2012-04-27 | Stock Option (right to buy) | $12.3000 | M | 3112.0000 | Disposed | 2019-02-12 | Common Stock (3112.0000) | Direct |
| 2012-04-27 | Stock Option (right to buy) | $39.0400 | M | 2868.0000 | Disposed | 2018-02-13 | Common Stock (2868.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (restricted stock) | 7519.0000 | Direct |
| Common Stock | 14271.0403 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $45.3200 | 2022-02-06 | Common Stock (3978.0000) | 3978.0000 | Direct |
| Stock Option (right to buy) | $41.3300 | 2021-02-09 | Common Stock (2271.0000) | 2271.0000 | Direct |
| Stock Option (right to buy) | $52.4500 | 2014-02-10 | Common Stock (1667.0000) | 1667.0000 | Direct |
| Stock Option (right to buy) | $22.6300 | 2020-02-10 | Common Stock (4002.0000) | 4002.0000 | Direct |
| Stock Option (right to buy) | $52.0950 | 2012-02-13 | Common Stock (1562.0000) | 1562.0000 | Direct |
| Stock Option (right to buy) | $51.4600 | 2016-02-14 | Common Stock (897.0000) | 897.0000 | Direct |
| Stock Option (right to buy) | $68.9100 | 2017-02-14 | Common Stock (951.0000) | 951.0000 | Direct |
| Stock Option (right to buy) | $61.2000 | 2015-02-15 | Common Stock (1102.0000) | 1102.0000 | Direct |
Footnotes
F1: The restricted stock granted 2/10/10, 2/9/11 and 2/6/12 was granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan and one-third of the shares of restricted stock vest on each of the first three anniversaries of the date of grant and are subject to forfeiture until vested.
F2: Granted pursuant to the Harley-Davidson, Inc. 1995 Stock Option Plan.
F3: All options are currently exercisable.
F4: Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan.
F5: Options granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan shall become exercisable for 25% of the shares covered by the option on each of the first four anniversaries of the date of grant.
F6: Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
F7: Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.