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HARLEY-DAVIDSON, INC. — Director's Dealing 2012
Feb 13, 2012
31265_dirs_2012-02-13_9ddfa752-eb1b-4384-94c0-93ddc16ea547.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARLEY DAVIDSON INC (HOG)
CIK: 0000793952
Period of Report: 2012-02-09
Reporting Person: WANDELL KEITH E (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-09 | Common Stock | F | 4259.0000 | $46.5600 | Disposed | 45247.0000 | Direct |
| 2012-02-10 | Common Stock | F | 8081.0000 | $46.0900 | Disposed | 57511.0000 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (restricted stock) | 168174.0000 | Direct |
| Common Stock | 554.0829 | Indirect |
| Common Stock | 500.0000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $45.3200 | 2022-02-06 | Common Stock (110032.0000) | 110032.0000 | Direct |
| Stock Option (right to buy) | $41.3300 | 2021-02-09 | Common Stock (119545.0000) | 119545.0000 | Direct |
| Stock Option (right to buy) | $22.6300 | 2020-02-10 | Common Stock (195308.0000) | 195308.0000 | Direct |
| Stock Option (right to buy) | $21.5200 | 2019-05-01 | Common Stock (227102.0000) | 227102.0000 | Direct |
Footnotes
F1: On 2/9/2012, 12,452 shares of restricted stock vested. 4,259 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 8,193 shares are now reflected as common stock.
F2: On 2/10/2012, 20,345 shares of restricted stock vested. 8,081 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 12,264 shares are now reflected as common stock.
F3: The restricted stock was granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan. One-third of the shares of restricted stock granted on 2/6/12, 2/9/11 and 2/10/10 vest on each of the first three anniversaries of the date of grant and the shares are subject to forfeiture until vested. The restricted stock granted on 5/01/09 vests at the rate of 33-1/3% per year beginning on 4/30/11. On 2/9/2012, 12,452 shares of restricted stock vested. 4,259 shares were withheld to pay the tax withholding associated with the vesting. On 2/10/2012, 20,345 shares of restricted stock vested. 8,081 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 20,457 shares are now reflected as common stock.
F4: Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
F5: Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
F6: Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan and shall become exercisable for 25% of the shares covered by the option on each of the first four anniversaries of the date of grant.