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HARLEY-DAVIDSON, INC. — Director's Dealing 2012
Feb 13, 2012
31265_dirs_2012-02-13_ef61088c-e17b-4830-a642-cd45cbb4cf86.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARLEY DAVIDSON INC (HOG)
CIK: 0000793952
Period of Report: 2012-02-09
Reporting Person: LEVATICH MATTHEW S (President & COO of HDMC)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-09 | Common Stock | F | 964.0000 | $46.5600 | Disposed | 6692.0000 | Direct |
| 2012-02-10 | Common Stock | F | 1517.0000 | $46.0900 | Disposed | 9608.0000 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (restricted stock) | 52367.0000 | Direct |
| Common Stock | 15733.4693 | Indirect |
| Common Stock | 10.1459 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $45.3200 | 2022-02-06 | Common Stock (32198.0000) | 32198.0000 | Direct |
| Stock Option (right to buy) | $41.3300 | 2021-02-09 | Common Stock (26247.0000) | 26247.0000 | Direct |
| Stock Option (right to buy) | $52.4500 | 2014-02-10 | Common Stock (8883.0000) | 8883.0000 | Direct |
| Stock Option (right to buy) | $22.6300 | 2020-02-10 | Common Stock (42559.0000) | 42559.0000 | Direct |
| Stock Option (right to buy) | $40.7200 | 2013-02-12 | Common Stock (3314.0000) | 3314.0000 | Direct |
| Stock Option (right to buy) | $12.3000 | 2019-02-12 | Common Stock (30801.0000) | 30801.0000 | Direct |
| Stock Option (right to buy) | $52.1000 | 2012-02-13 | Common Stock (2490.0000) | 2490.0000 | Direct |
| Stock Option (right to buy) | $39.0400 | 2018-02-13 | Common Stock (19447.0000) | 19447.0000 | Direct |
| Stock Option (right to buy) | $51.4600 | 2016-02-14 | Common Stock (5356.0000) | 5356.0000 | Direct |
| Stock Option (right to buy) | $68.9100 | 2017-02-14 | Common Stock (9149.0000) | 9149.0000 | Direct |
| Stock Option (right to buy) | $61.2000 | 2015-02-15 | Common Stock (5957.0000) | 5957.0000 | Direct |
| Stock Option (right to buy) | $21.5200 | 2019-05-01 | Common Stock (58076.0000) | 58076.0000 | Direct |
Footnotes
F1: On 2/9/2012, 2734 shares of restricted stock vested. 964 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 1770 shares are now reflected as common stock.
F2: On 2/10/2012, 4433 shares of restricted stock vested. 1517 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 2916 shares are now reflected as common stock.
F3: Restricted stock granted 2007-2008 was granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan. The shares of unvested restricted stock granted on 2/14/07 are subject to forfeiture until completion of a 5-year vesting period. The shares of restricted stock granted on 2/13/08 are subject to forfeiture until completion of a 4-year vesting period. The restricted stock granted 2/10/10, 2/9/11 & 2/6/12 was granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan and 1/3 of the shares of restricted stock vest on each of the first 3 anniversaries of the date of grant and the shares are subject to forfeiture until vested. On 2/9/2012, 2734 shares of restricted stock vested. 964 shares were withheld to pay the tax withholding associated with the vesting. On 2/10/2012, 4433 shares of restricted stock vested. 1517 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 4686 shares are now reflected as common stock.
F4: Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
F5: Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
F6: Granted pursuant to the Harley-Davidson, Inc. 1995 Stock Option Plan.
F7: All options are currently exercisable.
F8: Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan and shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
F9: Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan.
F10: Options granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan shall become exercisable for 25% of the shares covered by the option on each of the first four anniversaries of the date of grant.
F11: Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for 25% of the shares covered by the option on each of the first four anniversaries of the date of grant.