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HARLEY-DAVIDSON, INC. — Director's Dealing 2012
Jul 18, 2012
31265_dirs_2012-07-18_76ae8f58-8267-444d-b86b-8b954be987b6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARLEY DAVIDSON INC (HOG)
CIK: 0000793952
Period of Report: 2012-07-17
Reporting Person: HUND LAWRENCE G (President and COO-HDFS)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-07-17 | Common Stock | F | 2191.0000 | $43.8400 | Disposed | 14067.0000 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (restricted stock) | 20569.0000 | Direct |
| Common Stock | 1619.0000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $45.3200 | 2022-02-06 | Common Stock (21653.0000) | 21653.0000 | Direct |
| Stock Option (right to buy) | $41.3300 | 2021-02-09 | Common Stock (22066.0000) | 22066.0000 | Direct |
| Stock Option (right to buy) | $22.6300 | 2020-02-10 | Common Stock (37610.0000) | 37610.0000 | Direct |
| Stock Option (right to buy) | $18.9200 | 2019-07-17 | Common Stock (40053.0000) | 40053.0000 | Direct |
Footnotes
F1: On 7/17/2012, 5285 shares of restricted stock vested. 2191 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 3094 shares are now reflected as common stock.
F2: The restricted stock was granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan and one-third of the shares of restricted stock granted on 2/6/12, 2/9/11 and 2/10/10 vest on each of the first three anniversaries of the date of grant and are subject to forfeiture until vested. The restricted stock granted 7/17/09 vests at the rate of 33-1/3% per year beginning on 7/17/11. On 7/17/12, 5285 shares of restricted stock vested. 2191 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 3094 shares are now reflected as common stock.
F3: Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
F4: Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
F5: Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for 25% of the shares covered by the option on each of the first four anniversaries of the date of grant.