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HARLEY-DAVIDSON, INC. — Director's Dealing 2012
Aug 28, 2012
31265_dirs_2012-08-28_72783603-c9d0-4e2b-9bb4-69238969b258.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARLEY DAVIDSON INC (HOG)
CIK: 0000793952
Period of Report: 2012-08-24
Reporting Person: Jones Paul J (VP, General Counsel & Sec'y)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-08-24 | Common Stock | F | 1711.0000 | $42.5500 | Disposed | 3289.0000 | Direct |
| 2012-08-27 | Common Stock | S | 3289.0000 | $42.8900 | Disposed | 0.0000 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (restricted stock) | 9864.0000 | Direct |
| Common Stock | 619.9317 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $45.3200 | 2022-02-06 | Common Stock (11039.0000) | 11039.0000 | Direct |
| Stock Option (right to buy) | $41.3300 | 2021-02-09 | Common Stock (6788.0000) | 6788.0000 | Direct |
| Stock Option (right to buy) | $24.0100 | 2020-08-26 | Common Stock (40000.0000) | 40000.0000 | Direct |
Footnotes
F1: On 8/24/2012, 5,000 shares of restricted stock vested. 1,711 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 3,289 shares are now reflected as common stock.
F2: The restricted stock granted 8/26/10, 2/9/11 and 2/6/12 was granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan and one-third of the shares of restricted stock vest on each of the first three anniversaries of the date of grant and the shares are subject to forfeiture until vested. On 8/24/2012, 5,000 shares of restricted stock vested. 1,711 shares were withheld to pay the tax withholding associated with the vesting. Accordingly, the remaining 3,289 shares are now reflected as common stock.
F3: Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
F4: Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.