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HARLEY-DAVIDSON, INC. — Director's Dealing 2011
Apr 28, 2011
31265_dirs_2011-04-28_c4c1c7f4-5162-46ba-be7e-cab572ddbcd4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARLEY DAVIDSON INC (HOG)
CIK: 0000793952
Period of Report: 2011-04-26
Reporting Person: BAKER JOHN P (GM, Corp Strat & Bus Dev)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-04-26 | Common Stock | J | 3839.3160 | — | Acquired | 5333.5060 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (restricted stock) | 7109.0000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $41.3300 | 2021-02-09 | Common Stock (2271.0000) | 2271.0000 | Direct |
| Stock Option (right to buy) | $52.4500 | 2014-02-10 | Common Stock (1667.0000) | 1667.0000 | Direct |
| Stock Option (right to buy) | $22.6300 | 2020-02-10 | Common Stock (4002.0000) | 4002.0000 | Direct |
| Stock Option (right to buy) | $40.7200 | 2013-02-12 | Common Stock (520.0000) | 520.0000 | Direct |
| Stock Option (right to buy) | $12.3000 | 2019-02-12 | Common Stock (8214.0000) | 8214.0000 | Direct |
| Stock Option (right to buy) | $52.0950 | 2012-02-13 | Common Stock (1562.0000) | 1562.0000 | Direct |
| Stock Option (right to buy) | $39.0400 | 2018-02-13 | Common Stock (2868.0000) | 2868.0000 | Direct |
| Stock Option (right to buy) | $51.4600 | 2016-02-14 | Common Stock (897.0000) | 897.0000 | Direct |
| Stock Option (right to buy) | $68.9100 | 2017-02-14 | Common Stock (951.0000) | 951.0000 | Direct |
| Stock Option (right to buy) | $61.2000 | 2015-02-15 | Common Stock (1102.0000) | 1102.0000 | Direct |
Footnotes
F1: On 4/26/2011, Mr. Baker reallocated the funds in his 401(k) account.
F2: Restricted stock granted 2008-2009 was granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan. The shares of unvested restricted stock granted on 2/13/08 and 2/12/09 are subject to forfeiture until completion of a four-year vesting period. The restricted stock granted 2/10/10 and 2/9/11 was granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan and one-third of the shares of restricted stock vest on each of the first three anniversaries of the date of grant and are subject to forfeiture until vested.
F3: Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
F4: Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
F5: Granted pursuant to the Harley-Davidson, Inc. 1995 Stock Option Plan.
F6: All options are currently exercisable.
F7: Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan.
F8: Options granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan shall become exercisable for 25% of the shares covered by the option on each of the first four anniversaries of the date of grant.