AI assistant
HARLEY-DAVIDSON, INC. — Director's Dealing 2011
Feb 11, 2011
31265_dirs_2011-02-11_b903c2f9-1d8f-4983-b318-071e69aa1345.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARLEY DAVIDSON INC (HOG)
CIK: 0000793952
Period of Report: 2011-02-09
Reporting Person: KORNETZKE MARK R (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-02-09 | Common Stock (restricted stock) | A | 1578.0000 | — | Acquired | 8095.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-02-09 | Stock Option (right to buy) | $41.3300 | A | 2524.0000 | Acquired | 2021-02-09 | Common Stock (2524.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 167.0000 | Direct |
| Common Stock | 2719.4699 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $52.4500 | 2014-02-10 | Common Stock (1006.0000) | 1006.0000 | Direct |
| Stock Option (right to buy) | $22.6300 | 2020-02-10 | Common Stock (3626.0000) | 3626.0000 | Direct |
| Stock Option (right to buy) | $40.7200 | 2013-02-12 | Common Stock (267.0000) | 267.0000 | Direct |
| Stock Option (right to buy) | $12.3000 | 2019-02-12 | Common Stock (7700.0000) | 7700.0000 | Direct |
| Stock Option (right to buy) | $52.0950 | 2012-02-13 | Common Stock (400.0000) | 400.0000 | Direct |
| Stock Option (right to buy) | $39.0400 | 2018-02-13 | Common Stock (3107.0000) | 3107.0000 | Direct |
| Stock Option (right to buy) | $51.4600 | 2016-02-14 | Common Stock (644.0000) | 644.0000 | Direct |
| Stock Option (right to buy) | $68.9100 | 2017-02-14 | Common Stock (1698.0000) | 1698.0000 | Direct |
| Stock Option (right to buy) | $61.2000 | 2015-02-15 | Common Stock (794.0000) | 794.0000 | Direct |
Footnotes
F1: Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
F2: Restricted stock granted 2007-2009 was granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan. The shares of unvested restricted stock granted on 2/14/07 and 2/13/08 are subject to forfeiture until completion of a four year vesting period, except that 50% of the shares may vest after two years based on performance. The shares of restricted stock granted on 2/12/09 are subject to forfeiture until completion of a four-year vesting period. The restricted stock granted 2/10/10 and 2/9/11 was granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan and one-third of the shares of restricted stock vest on each of the first three anniversaries of the date of grant and the shares are subject to forfeiture until vested.
F3: Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
F4: Granted pursuant to the Harley-Davidson, Inc. 1995 Stock Option Plan.
F5: All options are currently exercisable.
F6: Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan.
F7: Options granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan shall become exercisable for 25% of the shares covered by the option on each of the first four anniversaries of the date of grant.