AI assistant
HARLEY-DAVIDSON, INC. — Director's Dealing 2011
Feb 11, 2011
31265_dirs_2011-02-11_81ad213e-2f7d-45da-a677-8a5eb396373a.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARLEY DAVIDSON INC (HOG)
CIK: 0000793952
Period of Report: 2011-02-09
Reporting Person: HUND LAWRENCE G (President and COO-HDFS)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-02-09 | Common Stock (restricted stock) | A | 6896.0000 | — | Acquired | 34505.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-02-09 | Stock Option (right to buy) | $41.3300 | A | 22066.0000 | Acquired | 2021-02-09 | Common Stock (22066.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 514.0000 | Direct |
| Common Stock | 1619.0000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $22.6300 | 2020-02-10 | Common Stock (37610.0000) | 37610.0000 | Direct |
| Stock Option (right to buy) | $18.9200 | 2019-07-17 | Common Stock (40053.0000) | 40053.0000 | Direct |
Footnotes
F1: Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
F2: The restricted stock was granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan and one-third of the shares of restricted stock granted on 2/9/11 and 2/10/10 vest on each of the first three anniversaries of the date of grant and are subject to forfeiture until vested. The restricted stock granted 7/17/09 will vest at the rate of 33-1/3% per year beginning on 7/17/11.
F3: The total amount of securities owned by Mr. Hund's wife includes 18 shares acquired by dividend reinvestment since Mr. Hund's last required filing.
F4: Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
F5: Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for 25% of the shares covered by the option on each of the first four anniversaries of the date of grant.