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HARLEY-DAVIDSON, INC. — Director's Dealing 2011
Feb 28, 2011
31265_dirs_2011-02-28_f345df2d-02ad-4396-90ca-f4255f8ace13.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HARLEY DAVIDSON INC (HOG)
CIK: 0000793952
Period of Report: 2011-02-24
Reporting Person: CALAWAY TONIT M (VP, Human Resources)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-02-24 | Common Stock | M | 8534.0000 | $22.6300 | Acquired | 10034.0000 | Direct |
| 2011-02-24 | Common Stock | M | 5390.0000 | $12.3000 | Acquired | 15424.0000 | Direct |
| 2011-02-24 | Common Stock | S | 13924.0000 | $40.8435 | Disposed | 1500.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-02-24 | Stock Option (right to buy) | $22.6300 | M | 8534.0000 | Disposed | 2020-02-10 | Common Stock (8534.0000) | Direct |
| 2011-02-24 | Stock Option (right to buy) | $12.3000 | M | 5390.0000 | Disposed | 2019-02-12 | Common Stock (5390.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock (restricted stock) | 9445.0000 | Direct |
| Common Stock | 834.6500 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (right to buy) | $41.3300 | 2021-02-09 | Common Stock (5807.0000) | 5807.0000 | Direct |
| Stock Option (right to buy) | $52.4500 | 2014-02-10 | Common Stock (591.0000) | 591.0000 | Direct |
| Stock Option (right to buy) | $39.0400 | 2018-02-13 | Common Stock (4302.0000) | 4302.0000 | Direct |
| Stock Option (right to buy) | $51.4600 | 2016-02-14 | Common Stock (1024.0000) | 1024.0000 | Direct |
| Stock Option (right to buy) | $68.9100 | 2017-02-14 | Common Stock (3198.0000) | 3198.0000 | Direct |
| Stock Option (right to buy) | $61.2000 | 2015-02-15 | Common Stock (876.0000) | 876.0000 | Direct |
Footnotes
F1: Restricted stock granted 2008-2009 was granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan. The shares of unvested restricted stock granted on 2/13/08 and 2/12/09 are subject to forfeiture until completion of a four year vesting period. The shares of restricted stock granted 2/10/10 and 2/9/11 were granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan and one-third of the shares of restricted stock vest on each of the first three anniversaries of the date of grant and the shares are subject to forfeiture until vested.
F2: Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
F3: Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries from the date of grant.
F4: Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan.
F5: Options granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan shall become exercisable for 25% of the shares covered by the option on each of the first four anniversaries of the date of grant.
F6: Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.
F7: Granted pursuant to the Harley-Davidson, Inc. 1995 Stock Option Plan.
F8: All options are currently exercisable.