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HANMI FINANCIAL CORP — Director's Dealing 2019
Jul 11, 2019
32463_dirs_2019-07-10_02d34273-47d9-4f9f-9512-40e3543c0d22.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: HANMI FINANCIAL CORP (HAFC)
CIK: 0001109242
Period of Report: 2019-07-08
Reporting Person: SANTAROSA ROMOLO (SEVP, Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-07-08 | Common Stock | A | 17914 | $0.00 | Acquired | 35142 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option for Common Stock | $23.31 | 2025-06-08 | Options (25000) | 25000 | Direct |
Footnotes
F1: Restricted stock grant issued under the 2013 Equity Compensation Plan vesting in approximately three equal installments on July 1, 2020, July 1, 2021 and May 6, 2022.
F2: Reflects adjustment due to shares withheld by HAFC to satisfy taxes payable in connection with the vesting of previously awarded restricted stocks.
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