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Hanesbrands Inc. — Director's Dealing 2014
Dec 11, 2014
31566_dirs_2014-12-11_00975240-1014-4733-bca6-252f86d9ae24.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: Hanesbrands Inc. (HBI)
CIK: 0001359841
Period of Report: 2014-12-04
Reporting Person: NOLL RICHARD A (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-12-08 | Common Stock | S | 23323 | $110.38 | Disposed | 497644 | Direct |
| 2014-12-08 | Common Stock | S | 17671 | $111.81 | Disposed | 479973 | Direct |
| 2014-12-08 | Common Stock | S | 4006 | $112.23 | Disposed | 475967 | Direct |
| 2014-12-04 | Common Stock | D | 24129 | — | Disposed | 451838 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-12-04 | Phantom Stock | $ | A | 24129 | Acquired | Common Stock (24129.0) | Direct |
Footnotes
F1: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 4, 2014. For additional information, please refer to Item 5 of the Issuer's Quarterly Report on Form 10-Q filed with the SEC on October 30, 2014.
F2: This transaction was executed in multiple trades at prices ranging from $110.14 to $111.08. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the SEC staff, Hanesbrands Inc. or any security holder of Hanesbrands Inc. full information regarding the number of shares sold at each separate price.
F3: This transaction was executed in multiple trades at prices ranging from $111.17 to $112.16. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the SEC staff, Hanesbrands Inc. or any security holder of Hanesbrands Inc. full information regarding the number of shares sold at each separate price.
F4: This transaction was executed in multiple trades at prices ranging from $112.17 to $112.49. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request by the SEC staff, Hanesbrands Inc. or any security holder of Hanesbrands Inc. full information regarding the number of shares sold at each separate price.
F5: Represents a deferral by the Reporting Person of 24,129 shares of Hanesbrands Inc. common stock upon the vesting of restricted stock units granted to the Reporting Person on December 4, 2012. The amount deferred was contributed to a stock equivalent account (the "HBI Stock Fund") in the Hanesbrands Inc. Executive Deferred Compensation Plan (the "Plan").
F6: Represents an HBI Stock Fund balance under the Plan. Balances in the HBI Stock Fund may not be reallocated and are settled on a share-for-share basis of Hanesbrands Inc. common stock.
F7: 1-for-1
F8: Balances in the HBI Stock Fund are settled on a share-for-share basis in Hanesbrands Inc. common stock at the time specified by the Reporting Person at the time of the Reporting Person's deferral election, which in no case shall be prior to the January 1 following the first anniversary of the date the deferral election is made.